KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RTX icon
176
RTX Corp
RTX
$212B
– –
-137
Closed -$14K
SAFE
177
Safehold
SAFE
$1.15B
– –
-2,171
Closed -$23K
SAN icon
178
Banco Santander
SAN
$140B
– –
-345
Closed -$2K
SBUX icon
179
Starbucks
SBUX
$102B
– –
-599
Closed -$32K
SCI icon
180
Service Corp International
SCI
$10.9B
– –
-2,453
Closed -$65K
SHAK icon
181
Shake Shack
SHAK
$4.25B
– –
-84
Closed -$3K
SHY icon
182
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
– –
-35
Closed -$3K
SHYG icon
183
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.24B
– –
-1,488
Closed -$70K
SIRI icon
184
SiriusXM
SIRI
$7.78B
– –
-500
Closed -$2K
SJM icon
185
J.M. Smucker
SJM
$11.7B
– –
-68
Closed -$9K
SLB icon
186
Schlumberger
SLB
$53.6B
– –
-477
Closed -$38K
SO icon
187
Southern Company
SO
$101B
– –
-1,242
Closed -$64K
SPH icon
188
Suburban Propane Partners
SPH
$1.21B
– –
-300
Closed -$10K
STPZ icon
189
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$437M
– –
-2,250
Closed -$119K
SU icon
190
Suncor Energy
SU
$50.1B
– –
-1,000
Closed -$28K
T icon
191
AT&T
T
$208B
– –
-2,024
Closed -$82K
TD icon
192
Toronto Dominion Bank
TD
$127B
– –
-802
Closed -$36K
TEF icon
193
Telefonica
TEF
$30.2B
– –
-781
Closed -$8K
TEL icon
194
TE Connectivity
TEL
$60.4B
– –
-434
Closed -$28K
TFC icon
195
Truist Financial
TFC
$59.9B
– –
-2,000
Closed -$75K
TGT icon
196
Target
TGT
$42B
– –
-650
Closed -$45K
TMO icon
197
Thermo Fisher Scientific
TMO
$184B
– –
-691
Closed -$110K
TMUS icon
198
T-Mobile US
TMUS
$288B
– –
-675
Closed -$32K
TOTL icon
199
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.84B
– –
-3,800
Closed -$191K
TPR icon
200
Tapestry
TPR
$21.4B
– –
-2,970
Closed -$109K
6 7
8
9 10