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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
176
Wells Fargo
WFC
$261B
$62K 0.02%
1,303
– –
ORCL icon
177
Oracle
ORCL
$331B
$61K 0.02%
1,500
-968
-39% -$38.7K
KHC icon
178
Kraft Heinz
KHC
$30.4B
$60K 0.02%
681
– –
NKE icon
179
Nike
NKE
$61.9B
$60K 0.02%
1,088
– –
JPS
180
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
0
– –
STL
181
DELISTED
Sterling Bancorp
STL
$57K 0.02%
3,653
– –
AMZN icon
182
Amazon
AMZN
$2.5T
$54K 0.02%
1,500
– –
PRFZ icon
183
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
$53K 0.02%
2,725
– –
IBME
184
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$53K 0.02%
2,000
– –
EIX icon
185
Edison International
EIX
$30.7B
$52K 0.02%
666
– –
IFLN
186
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$52K 0.02%
2,840
– –
PKB icon
187
Invesco Building & Construction ETF
PKB
$438M
$52K 0.02%
2,000
– –
CB icon
188
Chubb
CB
$140B
$51K 0.02%
389
– –
GIS icon
189
General Mills
GIS
$19.2B
$51K 0.02%
722
– –
SE
190
DELISTED
Spectra Energy Corp Wi
SE
$50K 0.02%
1,357
– –
ILCG icon
191
iShares Morningstar Growth ETF
ILCG
$3.1B
$48K 0.02%
2,070
+5
+0.2% +$118
AGN
192
DELISTED
Allergan plc
AGN
$48K 0.02%
209
– –
VTR icon
193
Ventas
VTR
$48.9B
$47K 0.02%
643
– –
YHOO
194
DELISTED
Yahoo Inc
YHOO
$47K 0.02%
1,250
– –
CWB icon
195
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$46K 0.01%
1,039
-777
-43% -$33.7K
SCI icon
196
Service Corp International
SCI
$11.4B
$46K 0.01%
1,703
– –
MJN
197
DELISTED
Mead Johnson Nutrition Company
MJN
$46K 0.01%
511
– –
DLN icon
198
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$45K 0.01%
1,200
– –
TGT icon
199
Target
TGT
$62.1B
$45K 0.01%
650
-686
-51% -$51.2K
MS icon
200
Morgan Stanley
MS
$337B
$44K 0.01%
1,694
– –
6 7
8
9 10

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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.