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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOF icon
176
Cohen & Steers Closed End Opportunity Fund
FOF
$370M
$65K 0.02%
6,000
– –
BKN
177
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$63K 0.02%
3,823
– –
NUE icon
178
Nucor
NUE
$58.5B
$63K 0.02%
1,332
– –
WFC icon
179
Wells Fargo
WFC
$258B
$63K 0.02%
1,303
– –
ELME
180
Elme Communities
ELME
$142M
$58K 0.02%
2,000
– –
LMT icon
181
Lockheed Martin
LMT
$133B
$58K 0.02%
261
– –
JTP
182
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$58K 0.02%
7,000
– –
STL
183
DELISTED
Sterling Bancorp
STL
$58K 0.02%
+3,653
New +$55.3K
AGN
184
DELISTED
Allergan plc
AGN
$56K 0.02%
+209
New +$59.8K
DLR icon
185
Digital Realty Trust
DLR
$70.1B
$54K 0.02%
615
– –
KHC icon
186
Kraft Heinz
KHC
$32.9B
$53K 0.02%
681
– –
IBME
187
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$53K 0.02%
2,000
– –
IFLN
188
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$51K 0.02%
+2,840
New +$49.1K
PRFZ icon
189
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$51K 0.02%
2,725
+1,450
+114% +$25.5K
PKB icon
190
Invesco Building & Construction ETF
PKB
$422M
$50K 0.02%
2,000
– –
ILCG icon
191
iShares Morningstar Growth ETF
ILCG
$3.04B
$49K 0.02%
+2,065
New +$46.5K
EIX icon
192
Edison International
EIX
$30.4B
$48K 0.02%
666
– –
CB icon
193
Chubb
CB
$141B
$46K 0.02%
389
– –
GIS icon
194
General Mills
GIS
$20.3B
$46K 0.02%
722
– –
YHOO
195
DELISTED
Yahoo Inc
YHOO
$46K 0.02%
1,250
– –
AMZN icon
196
Amazon
AMZN
$2.49T
$45K 0.02%
1,500
-7,000
-82% -$199K
DLN icon
197
WisdomTree US LargeCap Dividend Fund
DLN
$6.27B
$44K 0.02%
1,200
– –
OMC icon
198
Omnicom Group
OMC
$23.8B
$44K 0.02%
527
– –
MJN
199
DELISTED
Mead Johnson Nutrition Company
MJN
$43K 0.02%
511
– –
MS icon
200
Morgan Stanley
MS
$324B
$42K 0.02%
1,694
– –
6 7
8
9 10

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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.