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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCV icon
176
iShares Morningstar Value ETF
ILCV
$1.31B
$86K 0.03%
2,096
+34
+2% +$1.4K
CAH icon
177
Cardinal Health
CAH
$53.7B
$82K 0.03%
918
-3,800
-81% -$323K
DXJ icon
178
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$82K 0.03%
1,638
– –
LQD icon
179
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$82K 0.03%
720
– –
ISCG icon
180
iShares Morningstar Small-Cap Growth ETF
ISCG
$957M
$81K 0.03%
3,600
– –
CWB icon
181
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$79K 0.03%
1,816
– –
AWK icon
182
American Water Works
AWK
$27B
$77K 0.03%
1,288
– –
UPS icon
183
United Parcel Service
UPS
$88.9B
$77K 0.03%
804
-28
-3% -$2.86K
FLS icon
184
Flowserve
FLS
$8.94B
$76K 0.03%
1,800
– –
ISCV icon
185
iShares Morningstar Small-Cap Value ETF
ISCV
$695M
$76K 0.03%
1,983
– –
LOW icon
186
Lowe's Companies
LOW
$121B
$76K 0.03%
1,000
– –
TFC icon
187
Truist Financial
TFC
$63.9B
$76K 0.03%
2,000
– –
SMC
188
Summit Midstream
SMC
$420M
$75K 0.03%
267
+250
+1,471% +$67.7K
NRK icon
189
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$74K 0.03%
+5,664
New +$72.2K
PARA
190
DELISTED
Paramount Global Class B
PARA
$74K 0.03%
1,564
– –
ACN icon
191
Accenture
ACN
$106B
$72K 0.03%
686
– –
GOOGL icon
192
Alphabet (Google) Class A
GOOGL
$4.12T
$72K 0.03%
+1,860
New +$68.8K
WFC icon
193
Wells Fargo
WFC
$254B
$71K 0.03%
1,303
-5,000
-79% -$271K
VT icon
194
Vanguard Total World Stock ETF
VT
$75.3B
$69K 0.03%
1,195
– –
CTAS icon
195
Cintas
CTAS
$86.6B
$68K 0.03%
2,988
– –
FOF icon
196
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
$66K 0.02%
+6,000
New +$67.6K
SO icon
197
Southern Company
SO
$108B
$66K 0.02%
1,416
– –
UAA icon
198
Under Armour
UAA
$3.01B
$64K 0.02%
1,611
– –
T icon
199
AT&T
T
$164B
$60K 0.02%
2,317
-499
-18% -$12.7K
BKN
200
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$59K 0.02%
+3,823
New +$57.6K
6 7
8
9 10

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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.