KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ILCV icon
176
iShares Morningstar Value ETF
ILCV
$1.08B
$86K 0.03%
1,048
+17
+2% +$1.4K
CAH icon
177
Cardinal Health
CAH
$35.7B
$82K 0.03%
918
-3,800
-81% -$339K
DXJ icon
178
WisdomTree Japan Hedged Equity Fund
DXJ
$3.74B
$82K 0.03%
1,638
– –
LQD icon
179
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.3B
$82K 0.03%
720
– –
ISCG icon
180
iShares Morningstar Small-Cap Growth ETF
ISCG
$714M
$81K 0.03%
600
– –
CWB icon
181
SPDR Bloomberg Convertible Securities ETF
CWB
$4.4B
$79K 0.03%
1,816
– –
AWK icon
182
American Water Works
AWK
$27.6B
$77K 0.03%
1,288
– –
UPS icon
183
United Parcel Service
UPS
$72.2B
$77K 0.03%
804
-28
-3% -$2.68K
FLS icon
184
Flowserve
FLS
$7B
$76K 0.03%
1,800
– –
ISCV icon
185
iShares Morningstar Small-Cap Value ETF
ISCV
$521M
$76K 0.03%
661
– –
LOW icon
186
Lowe's Companies
LOW
$145B
$76K 0.03%
1,000
– –
TFC icon
187
Truist Financial
TFC
$59.9B
$76K 0.03%
2,000
– –
SMC
188
Summit Midstream Corporation
SMC
$274M
$75K 0.03%
4,000
+3,750
+1,500% +$70.3K
NRK icon
189
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$828M
$74K 0.03%
+5,664
New +$74K
PARA
190
DELISTED
Paramount Global Class B
PARA
$74K 0.03%
1,564
– –
ACN icon
191
Accenture
ACN
$160B
$72K 0.03%
686
– –
GOOGL icon
192
Alphabet (Google) Class A
GOOGL
$2.56T
$72K 0.03%
+93
New +$72K
WFC icon
193
Wells Fargo
WFC
$262B
$71K 0.03%
1,303
-5,000
-79% -$272K
VT icon
194
Vanguard Total World Stock ETF
VT
$51.2B
$69K 0.03%
1,195
– –
CTAS icon
195
Cintas
CTAS
$82.8B
$68K 0.03%
747
– –
FOF icon
196
Cohen & Steers Closed End Opportunity Fund
FOF
$360M
$66K 0.02%
+6,000
New +$66K
SO icon
197
Southern Company
SO
$101B
$66K 0.02%
1,416
– –
UAA icon
198
Under Armour
UAA
$2.16B
$64K 0.02%
800
– –
T icon
199
AT&T
T
$208B
$60K 0.02%
1,750
-377
-18% -$12.9K
BKN icon
200
BlackRock Investment Quality Municipal Trust
BKN
$185M
$59K 0.02%
+3,823
New +$59K
6 7
8
9 10