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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKN
176
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$56K 0.02%
+3,823
New +$58.2K
UL icon
177
Unilever
UL
$132B
$55K 0.02%
1,140
+728
+177% +$36K
JTP
178
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$55K 0.02%
7,000
– –
IBME
179
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$53K 0.02%
2,000
– –
ELME
180
Elme Communities
ELME
$144M
$52K 0.02%
2,000
– –
SCI icon
181
Service Corp International
SCI
$11.4B
$50K 0.02%
1,703
– –
LQD icon
182
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$49K 0.02%
420
– –
YHOO
183
DELISTED
Yahoo Inc
YHOO
$49K 0.02%
1,250
– –
OMC icon
184
Omnicom Group
OMC
$23.5B
$46K 0.02%
662
– –
CRM icon
185
Salesforce
CRM
$142B
$44K 0.02%
626
+546
+683% +$38.9K
CNC icon
186
Centene
CNC
$31.6B
$43K 0.02%
1,076
– –
DLN icon
187
WisdomTree US LargeCap Dividend Fund
DLN
$6.25B
$43K 0.02%
1,200
– –
BAX icon
188
Baxter International
BAX
$12.1B
$41K 0.02%
1,084
– –
BNY
189
Bank of New York Mellon
BNY
$107B
$41K 0.02%
965
– –
SLB icon
190
SLB Ltd
SLB
$76.5B
$41K 0.02%
477
– –
GIS icon
191
General Mills
GIS
$19.5B
$40K 0.02%
722
– –
ETP
192
DELISTED
Energy Transfer Partners L.p.
ETP
$40K 0.02%
+766
New +$42.7K
BDJ icon
193
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$39K 0.02%
4,919
– –
ELD icon
194
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$39K 0.02%
1,000
-19,899
-95% -$798K
LLY icon
195
Eli Lilly
LLY
$1.07T
$39K 0.02%
462
+362
+362% +$27.6K
VRP icon
196
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$39K 0.02%
+1,600
New +$40.1K
ESRX
197
DELISTED
Express Scripts Holding Company
ESRX
$39K 0.02%
434
– –
VLO icon
198
Valero Energy
VLO
$90.5B
$38K 0.01%
600
– –
VTRS icon
199
Viatris
VTRS
$20.5B
$38K 0.01%
557
– –
EIX icon
200
Edison International
EIX
$30.3B
$37K 0.01%
666
– –
6 7
8
9 10

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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.