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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.16B
AUM Growth
+$21.1M
Cap. Flow
-$29.7M
Cap. Flow %
-2.56%
Top 10 Hldgs %
50.04%
Holding
209
New
6
Increased
64
Reduced
85
Closed
10

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.41M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.22M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.13M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.54M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$1.28M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$20.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.8M
3
PJT icon
PJT Partners
PJT
+$6.09M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$780K

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 4.06%
3 Consumer Discretionary 1.33%
4 Healthcare 0.81%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CACC icon
151
Credit Acceptance
CACC
$6.03B
$319K 0.03%
731
– –
DFIV icon
152
Dimensional International Value ETF
DFIV
$21.5B
$313K 0.03%
9,721
– –
VSS icon
153
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$309K 0.03%
2,832
+36
+1% +$3.91K
EQR icon
154
Equity Residential
EQR
$25B
$307K 0.03%
5,119
-446
-8% -$27.4K
VBK icon
155
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.9B
$306K 0.03%
1,413
– –
NFLX icon
156
Netflix
NFLX
$307B
$293K 0.03%
8,470
-50
-0.6% -$1.66K
WMT icon
157
Walmart Inc
WMT
$892B
$292K 0.03%
5,946
-45
-0.8% -$2.14K
DE icon
158
Deere & Co
DE
$166B
$285K 0.02%
690
-8
-1% -$3.31K
ACN icon
159
Accenture
ACN
$105B
$272K 0.02%
953
-59
-6% -$16.1K
SJM icon
160
J.M. Smucker
SJM
$12.7B
$272K 0.02%
1,726
+1
+0.1% +$152
BHP icon
161
BHP
BHP
$223B
$271K 0.02%
4,267
-66
-2% -$4.25K
SBUX icon
162
Starbucks
SBUX
$120B
$270K 0.02%
2,596
-77
-3% -$8.01K
LNT icon
163
Alliant Energy
LNT
$18B
$270K 0.02%
5,054
-5
-0.1% -$266
SCHB icon
164
Schwab US Broad Market ETF
SCHB
$44.5B
$268K 0.02%
16,830
+2,838
+20% +$44.4K
ED icon
165
Consolidated Edison
ED
$40.2B
$267K 0.02%
2,790
-15
-0.5% -$1.41K
ADBE icon
166
Adobe
ADBE
$103B
$266K 0.02%
691
-61
-8% -$21.7K
CSX icon
167
CSX Corp
CSX
$93.9B
$266K 0.02%
8,886
-24
-0.3% -$738
RIO icon
168
Rio Tinto
RIO
$162B
$255K 0.02%
3,724
– –
PXF icon
169
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.93B
$252K 0.02%
5,726
+1
+0% +$44
FBRT
170
Franklin BSP Realty Trust
FBRT
$635M
$250K 0.02%
+20,964
New +$281K
FFIV icon
171
F5
FFIV
$23.5B
$249K 0.02%
1,710
– –
CRM icon
172
Salesforce
CRM
$153B
$249K 0.02%
+1,246
New +$210K
DUK icon
173
Duke Energy
DUK
$96.6B
$249K 0.02%
2,577
+59
+2% +$5.83K
BNL icon
174
Broadstone Net Lease
BNL
$4.06B
$243K 0.02%
14,288
– –
BAC icon
175
Bank of America
BAC
$441B
$243K 0.02%
8,490
-422
-5% -$13.9K
5 6
7
8 9

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HFM
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EC
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MC
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SCA
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BJL
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FBIL
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Klingman & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Klingman & Associates held 209 positions worth $1.16B, up 1.8% from $1.14B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates's Q1 2023 filing shows 6 new, 64 increased, 85 reduced and 10 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M. The largest sale was JPMorgan Ultra-Short Municipal Income ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $5.41M increase.
  • Klingman & Associates's biggest Q1 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $20.4M.
  • Klingman & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2023, selling an estimated $530K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.16B portfolio in Q1 2023.
  • Klingman & Associates opened 6 new positions and closed 10 in Q1 2023.
  • Klingman & Associates's portfolio value rose 1.8% quarter-over-quarter to $1.16B.

Based on Klingman & Associates's 13F filing for Q1 2023, filed 3 May 2023.