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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.07B
AUM Growth
+$27.8M
Cap. Flow
+$19M
Cap. Flow %
1.78%
Top 10 Hldgs %
56.2%
Holding
176
New
13
Increased
61
Reduced
56
Closed
3

Top Buys

Rank Stock Value
1
COMP icon
Compass
COMP
+$11.4M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$6.25M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.88M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.64M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.03M

Top Sells

Rank Stock Value
1
DDOG icon
Datadog
DDOG
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$826K
3
CROX icon
Crocs
CROX
+$649K
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$632K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$610K

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Financials 5.17%
3 Consumer Discretionary 1.59%
4 Real Estate 1.12%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMD icon
151
Advanced Micro Devices
AMD
$846B
$245K 0.02%
2,381
+39
+2% +$3.99K
SCHO icon
152
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$244K 0.02%
+9,548
New +$245K
AMGN icon
153
Amgen
AMGN
$210B
$243K 0.02%
1,144
– –
SCHB icon
154
Schwab US Broad Market ETF
SCHB
$44.7B
$242K 0.02%
13,992
– –
DUK icon
155
Duke Energy
DUK
$96.9B
$231K 0.02%
2,369
– –
ACWV icon
156
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.35B
$229K 0.02%
2,231
– –
KO icon
157
Coca-Cola
KO
$372B
$225K 0.02%
4,296
-51
-1% -$2.84K
LLY icon
158
Eli Lilly
LLY
$995B
$223K 0.02%
965
+33
+4% +$8.14K
TXN icon
159
Texas Instruments
TXN
$259B
$222K 0.02%
1,154
+23
+2% +$4.38K
IJK icon
160
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$216K 0.02%
+2,732
New +$222K
IWO icon
161
iShares Russell 2000 Growth ETF
IWO
$15B
$216K 0.02%
+736
New +$221K
VZ icon
162
Verizon
VZ
$195B
$215K 0.02%
3,976
-629
-14% -$34.8K
MCD icon
163
McDonald's
MCD
$191B
$214K 0.02%
+888
New +$212K
EMD
164
Western Asset Emerging Markets Debt Fund
EMD
$612M
$212K 0.02%
15,581
-500
-3% -$6.95K
IBML
165
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$212K 0.02%
8,140
– –
MHN
166
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$211K 0.02%
14,485
– –
SUSA icon
167
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$211K 0.02%
2,194
– –
PYPL icon
168
PayPal
PYPL
$50.1B
$208K 0.02%
801
+113
+16% +$32.1K
QCOM icon
169
Qualcomm
QCOM
$171B
$205K 0.02%
1,586
+51
+3% +$7.24K
SCHD icon
170
Schwab US Dividend Equity ETF
SCHD
$105B
$205K 0.02%
8,298
– –
UBSI icon
171
United Bankshares
UBSI
$6.76B
$203K 0.02%
+5,587
New +$195K
FRA icon
172
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$142K 0.01%
10,660
– –
JRO
173
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$105K 0.01%
10,510
– –
EES icon
174
WisdomTree US SmallCap Earnings Fund
EES
$741M
– –
-4,050
Closed -$200K
NOBL icon
175
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
– –
-4,794
Closed -$217K
4 5 6
7
8

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Klingman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Klingman & Associates held 176 positions worth $1.07B, up 2.7% from $1.04B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Klingman & Associates's Q3 2021 filing shows 13 new, 61 increased, 56 reduced and 3 closed positions. Its largest new stake was Compass: 796,800 shares worth $10.6M. The largest sale was Datadog, an estimated $15M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2021 buy was Compass: 796,800 shares worth $10.6M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Municipal Income ETF in Q3 2021, an estimated $6.25M increase.
  • Klingman & Associates's biggest Q3 2021 reduction was Datadog, cutting an estimated $15M.
  • Klingman & Associates fully exited ProShares S&P 500 Dividend Aristocrats ETF in Q3 2021, selling an estimated $217K.
  • Klingman & Associates's ten largest holdings make up 56% of its $1.07B portfolio in Q3 2021.
  • Klingman & Associates opened 13 new positions and closed 3 in Q3 2021.
  • Klingman & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.07B.

Based on Klingman & Associates's 13F filing for Q3 2021, filed 1 Nov 2021.