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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$866M
AUM Growth
+$123M
Cap. Flow
+$36.3M
Cap. Flow %
4.19%
Top 10 Hldgs %
58.77%
Holding
154
New
16
Increased
59
Reduced
39
Closed
1

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$7.65M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.69M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.3M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.13M
2
DDOG icon
Datadog
DDOG
+$2.99M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$862K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$527K
5
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$278K

Sector Composition

Rank Sector Weight
1 Technology 6.58%
2 Financials 2.68%
3 Consumer Discretionary 1.62%
4 Healthcare 0.64%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUOT
151
DELISTED
Quotient Technology Inc
QUOT
$188K 0.02%
+20,000
New +$168K
VG
152
DELISTED
Vonage Holdings Corporation
VG
$129K 0.01%
+10,000
New +$122K
PROS
153
DELISTED
ProSight Global, Inc.
PROS
$128K 0.01%
10,000
– –
PSA icon
154
Public Storage
PSA
$61.1B
– –
-982
Closed -$219K
3 4 5 6
7

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HFM
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EC
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MC
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SCA
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FBIL
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Klingman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Klingman & Associates held 154 positions worth $866M, up 17% from $743M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $36.3M of net new capital in Q4 2020, opening 16 new positions and adding to 59 existing holdings. Its largest new stake was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $3.13M trimmed.

  • Klingman & Associates's largest Q4 2020 buy was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $12.6M increase.
  • Klingman & Associates's biggest Q4 2020 reduction was Apple, cutting an estimated $3.13M.
  • Klingman & Associates fully exited Public Storage in Q4 2020, selling an estimated $219K.
  • Klingman & Associates's ten largest holdings make up 59% of its $866M portfolio in Q4 2020.
  • Klingman & Associates opened 16 new positions and closed 1 in Q4 2020.
  • Klingman & Associates's portfolio value rose 17% quarter-over-quarter to $866M.

Based on Klingman & Associates's 13F filing for Q4 2020, filed 9 Feb 2021.