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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
151
Accenture
ACN
$94.3B
$84K 0.03%
686
– –
CTAS icon
152
Cintas
CTAS
$84.4B
$84K 0.03%
2,988
– –
T icon
153
AT&T
T
$167B
$82K 0.02%
2,680
+356
+15% +$11.3K
BSCO
154
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$81K 0.02%
3,810
– –
NRK icon
155
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$80K 0.02%
5,664
– –
GOOGL icon
156
Alphabet (Google) Class A
GOOGL
$3.99T
$75K 0.02%
1,860
– –
TFC icon
157
Truist Financial
TFC
$63.7B
$75K 0.02%
2,000
– –
FOF icon
158
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$74K 0.02%
6,000
– –
BAC icon
159
Bank of America
BAC
$436B
$73K 0.02%
4,682
-600
-11% -$8.94K
VT icon
160
Vanguard Total World Stock ETF
VT
$76.4B
$73K 0.02%
1,195
– –
LOW icon
161
Lowe's Companies
LOW
$119B
$72K 0.02%
1,000
– –
CAH icon
162
Cardinal Health
CAH
$53.7B
$71K 0.02%
918
– –
SHYG icon
163
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$70K 0.02%
1,488
– –
NUE icon
164
Nucor
NUE
$56.4B
$66K 0.02%
1,332
– –
SCI icon
165
Service Corp International
SCI
$11.4B
$65K 0.02%
2,453
+750
+44% +$20.3K
SO icon
166
Southern Company
SO
$109B
$64K 0.02%
1,242
– –
STL
167
DELISTED
Sterling Bancorp
STL
$64K 0.02%
3,653
– –
AMZN icon
168
Amazon
AMZN
$2.49T
$63K 0.02%
1,500
– –
GDO
169
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77M
– –
0
– –
LMT icon
170
Lockheed Martin
LMT
$134B
$63K 0.02%
261
– –
ELME
171
Elme Communities
ELME
$144M
$62K 0.02%
2,000
– –
KHC icon
172
Kraft Heinz
KHC
$31.1B
$61K 0.02%
681
– –
DLR icon
173
Digital Realty Trust
DLR
$72.4B
$60K 0.02%
615
– –
AGN
174
DELISTED
Allergan plc
AGN
$60K 0.02%
262
+53
+25% +$13K
META icon
175
Meta Platforms (Facebook)
META
$1.51T
$59K 0.02%
462
+113
+32% +$14K
5 6
7
8 9

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ACG
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NSUP
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.