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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
151
Medtronic
MDT
$112B
$107K 0.04%
1,387
– –
GMLP
152
DELISTED
Golar LNG Partners LP
GMLP
$107K 0.04%
8,000
– –
MHN
153
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$106K 0.04%
+7,285
New +$103K
NGLS
154
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$106K 0.04%
6,433
– –
INTC icon
155
Intel
INTC
$413B
$105K 0.04%
3,060
– –
BSCK
156
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$104K 0.04%
5,000
– –
GLNG icon
157
Golar LNG
GLNG
$4.82B
$103K 0.04%
6,500
– –
KMB icon
158
Kimberly-Clark
KMB
$37.6B
$102K 0.04%
799
– –
EEM icon
159
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$101K 0.04%
3,150
– –
EEMV icon
160
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$101K 0.04%
2,079
– –
QCOM icon
161
Qualcomm
QCOM
$164B
$98K 0.04%
1,958
– –
TGT icon
162
Target
TGT
$66.3B
$97K 0.04%
1,336
– –
TOTL icon
163
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$97K 0.04%
2,000
– –
TPR icon
164
Tapestry
TPR
$30.3B
$97K 0.04%
2,970
– –
FDX icon
165
FedEx
FDX
$73B
$95K 0.04%
637
– –
IJS icon
166
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$95K 0.04%
1,748
– –
MMM icon
167
3M
MMM
$91.8B
$93K 0.03%
737
– –
XLK icon
168
State Street Technology Select Sector SPDR ETF
XLK
$109B
$91K 0.03%
4,260
– –
GS icon
169
Goldman Sachs
GS
$289B
$90K 0.03%
500
– –
MCD icon
170
McDonald's
MCD
$193B
$90K 0.03%
765
– –
NBTB icon
171
NBT Bancorp
NBTB
$2.82B
$90K 0.03%
3,238
-61
-2% -$1.74K
ORCL icon
172
Oracle
ORCL
$339B
$90K 0.03%
2,468
-968
-28% -$37K
V icon
173
Visa
V
$701B
$89K 0.03%
1,152
– –
D icon
174
Dominion Energy
D
$62B
$88K 0.03%
1,300
– –
COP icon
175
ConocoPhillips
COP
$144B
$86K 0.03%
1,844
+778
+73% +$40.7K
5 6
7
8 9

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SCA
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BAM
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.