KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MDT icon
151
Medtronic
MDT
$120B
$107K 0.04%
1,387
– –
GMLP
152
DELISTED
Golar LNG Partners LP
GMLP
$107K 0.04%
8,000
– –
MHN icon
153
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$291M
$106K 0.04%
+7,285
New +$106K
NGLS
154
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$106K 0.04%
6,433
– –
INTC icon
155
Intel
INTC
$105B
$105K 0.04%
3,060
– –
BSCK
156
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$104K 0.04%
5,000
– –
GLNG icon
157
Golar LNG
GLNG
$4.42B
$103K 0.04%
6,500
– –
KMB icon
158
Kimberly-Clark
KMB
$42.6B
$102K 0.04%
799
– –
EEM icon
159
iShares MSCI Emerging Markets ETF
EEM
$18.9B
$101K 0.04%
3,150
– –
EEMV icon
160
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.58B
$101K 0.04%
2,079
– –
QCOM icon
161
Qualcomm
QCOM
$169B
$98K 0.04%
1,958
– –
TGT icon
162
Target
TGT
$41.9B
$97K 0.04%
1,336
– –
TOTL icon
163
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.84B
$97K 0.04%
2,000
– –
TPR icon
164
Tapestry
TPR
$21.3B
$97K 0.04%
2,970
– –
FDX icon
165
FedEx
FDX
$52.6B
$95K 0.04%
637
– –
IJS icon
166
iShares S&P Small-Cap 600 Value ETF
IJS
$6.51B
$95K 0.04%
874
– –
MMM icon
167
3M
MMM
$82B
$93K 0.03%
616
– –
XLK icon
168
Technology Select Sector SPDR Fund
XLK
$82.6B
$91K 0.03%
2,130
– –
GS icon
169
Goldman Sachs
GS
$220B
$90K 0.03%
500
– –
MCD icon
170
McDonald's
MCD
$225B
$90K 0.03%
765
– –
NBTB icon
171
NBT Bancorp
NBTB
$2.28B
$90K 0.03%
3,238
-61
-2% -$1.7K
ORCL icon
172
Oracle
ORCL
$629B
$90K 0.03%
2,468
-968
-28% -$35.3K
V icon
173
Visa
V
$677B
$89K 0.03%
1,152
– –
D icon
174
Dominion Energy
D
$50.4B
$88K 0.03%
1,300
– –
COP icon
175
ConocoPhillips
COP
$123B
$86K 0.03%
1,844
+778
+73% +$36.3K
5 6
7
8 9