KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
-9.6%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$12.6M
Cap. Flow %
4.96%
Top 10 Hldgs %
58.86%
Holding
478
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$4.61M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$2.42M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.74M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.28M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$1.2M

Top Sells

1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.5M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
$1.82M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$1.27M
4
CHY
Calamos Convertible and High Income Fund
CHY
$809K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$700K

Sector Composition

1 Financials 3.33%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFG icon
151
Citizens Financial Group
CFG
$22.3B
$107K 0.04%
4,500
– –
CSCO icon
152
Cisco
CSCO
$264B
$106K 0.04%
4,040
-1,212
-23% -$31.8K
BSCK
153
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$106K 0.04%
5,000
– –
QCOM icon
154
Qualcomm
QCOM
$172B
$105K 0.04%
1,958
-598
-23% -$32.1K
TGT icon
155
Target
TGT
$42.3B
$105K 0.04%
1,336
-255
-16% -$20K
VPL icon
156
Vanguard FTSE Pacific ETF
VPL
$7.79B
$105K 0.04%
1,960
– –
EEM icon
157
iShares MSCI Emerging Markets ETF
EEM
$19.2B
$103K 0.04%
3,150
– –
EEMV icon
158
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.61B
$103K 0.04%
2,079
– –
VHT icon
159
Vanguard Health Care ETF
VHT
$15.7B
$102K 0.04%
837
– –
MHN icon
160
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$295M
– –
-7,285
Closed -$99K
TOTL icon
161
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.88B
$99K 0.04%
2,000
– –
INTC icon
162
Intel
INTC
$107B
$92K 0.04%
3,060
-445
-13% -$13.4K
MDT icon
163
Medtronic
MDT
$119B
$92K 0.04%
1,387
– –
D icon
164
Dominion Energy
D
$49.7B
$91K 0.04%
1,300
-500
-28% -$35K
FDX icon
165
FedEx
FDX
$53.7B
$91K 0.04%
637
+200
+46% +$28.6K
IJS icon
166
iShares S&P Small-Cap 600 Value ETF
IJS
$6.69B
$91K 0.04%
1,748
– –
NBTB icon
167
NBT Bancorp
NBTB
$2.31B
$88K 0.03%
3,299
– –
KMB icon
168
Kimberly-Clark
KMB
$43.1B
$87K 0.03%
799
– –
MMM icon
169
3M
MMM
$82.7B
$87K 0.03%
737
– –
GS icon
170
Goldman Sachs
GS
$223B
$86K 0.03%
500
– –
TPR icon
171
Tapestry
TPR
$21.7B
$85K 0.03%
2,970
– –
ED icon
172
Consolidated Edison
ED
$35.4B
$84K 0.03%
1,271
– –
XLK icon
173
Technology Select Sector SPDR Fund
XLK
$84.1B
$84K 0.03%
2,130
-944
-31% -$37.2K
LQD icon
174
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
$83K 0.03%
720
+300
+71% +$34.6K
UPS icon
175
United Parcel Service
UPS
$72.1B
$82K 0.03%
832
-100
-11% -$9.86K
5 6
7
8 9