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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.16B
AUM Growth
+$21.1M
Cap. Flow
-$29.7M
Cap. Flow %
-2.56%
Top 10 Hldgs %
50.04%
Holding
209
New
6
Increased
64
Reduced
85
Closed
10

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.41M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.22M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.13M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.54M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$1.28M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$20.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.8M
3
PJT icon
PJT Partners
PJT
+$6.09M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$780K

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 4.06%
3 Consumer Discretionary 1.33%
4 Healthcare 0.81%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
126
Vanguard Morningstar Value ETF
VTV
$191B
$447K 0.04%
3,239
-1,061
-25% -$149K
SCHV
127
Schwab US Large-Cap Value ETF
SCHV
$16B
$447K 0.04%
20,457
+474
+2% +$10.5K
IBM icon
128
IBM
IBM
$220B
$434K 0.04%
3,309
+65
+2% +$8.7K
GIS icon
129
General Mills
GIS
$19.3B
$433K 0.04%
5,063
+16
+0.3% +$1.28K
V icon
130
Visa
V
$692B
$432K 0.04%
1,914
-144
-7% -$32.1K
PPG icon
131
PPG Industries
PPG
$26B
$429K 0.04%
3,213
-27
-0.8% -$3.48K
VXUS icon
132
Vanguard Total International Stock ETF
VXUS
$158B
$425K 0.04%
7,700
-189
-2% -$10.3K
DIS icon
133
Walt Disney
DIS
$181B
$419K 0.04%
4,184
-243
-5% -$24.5K
WTPI
134
WisdomTree Equity Premium Income Fund
WTPI
$503M
$417K 0.04%
13,435
– –
KO icon
135
Coca-Cola
KO
$374B
$414K 0.04%
6,671
+259
+4% +$15.7K
VOE icon
136
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$410K 0.04%
3,058
-808
-21% -$112K
NVDA icon
137
NVIDIA
NVDA
$5.3T
$401K 0.03%
14,420
-1,140
-7% -$24.7K
SO icon
138
Southern Company
SO
$107B
$393K 0.03%
5,643
-1
-0% -$67
XLK icon
139
State Street Technology Select Sector SPDR ETF
XLK
$122B
$387K 0.03%
5,130
– –
DGRW icon
140
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$379K 0.03%
6,080
– –
LLY icon
141
Eli Lilly
LLY
$1.06T
$374K 0.03%
1,089
+1
+0.1% +$337
DHR icon
142
Danaher
DHR
$141B
$372K 0.03%
1,664
-96
-5% -$21.8K
SCHG icon
143
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$367K 0.03%
22,524
– –
LHX icon
144
L3Harris
LHX
$53.9B
$356K 0.03%
1,813
-3
-0.2% -$613
VOT icon
145
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$355K 0.03%
1,820
– –
IVE icon
146
iShares S&P 500 Value ETF
IVE
$49.6B
$346K 0.03%
2,278
+27
+1% +$4.08K
DEM icon
147
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$346K 0.03%
9,130
– –
J icon
148
Jacobs Solutions
J
$16.9B
$344K 0.03%
3,536
-61
-2% -$6.09K
IWD icon
149
iShares Russell 1000 Value ETF
IWD
$83.2B
$338K 0.03%
2,218
– –
GLD icon
150
SPDR Gold Trust
GLD
$138B
$319K 0.03%
1,743
– –
4 5
6
7 8

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HFM
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FBIL
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BWFA
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Klingman & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Klingman & Associates held 209 positions worth $1.16B, up 1.8% from $1.14B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates's Q1 2023 filing shows 6 new, 64 increased, 85 reduced and 10 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M. The largest sale was JPMorgan Ultra-Short Municipal Income ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $5.41M increase.
  • Klingman & Associates's biggest Q1 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $20.4M.
  • Klingman & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2023, selling an estimated $530K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.16B portfolio in Q1 2023.
  • Klingman & Associates opened 6 new positions and closed 10 in Q1 2023.
  • Klingman & Associates's portfolio value rose 1.8% quarter-over-quarter to $1.16B.

Based on Klingman & Associates's 13F filing for Q1 2023, filed 3 May 2023.