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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-19.67%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$490M
AUM Growth
-$121M
Cap. Flow
+$5.79M
Cap. Flow %
1.18%
Top 10 Hldgs %
55.05%
Holding
146
New
11
Increased
53
Reduced
36
Closed
26

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$19M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$13.3M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.5M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$25.3M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$20.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11M
5
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 2.54%
3 Consumer Discretionary 0.86%
4 Communication Services 0.5%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMV icon
126
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-8,014
Closed -$470K
ELME
127
Elme Communities
ELME
$144M
– –
-7,000
Closed -$204K
EMB icon
128
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-3,075
Closed -$352K
EMLP icon
129
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
– –
-13,696
Closed -$349K
IVE icon
130
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-1,930
Closed -$251K
IWD icon
131
iShares Russell 1000 Value ETF
IWD
$83.7B
– –
-1,660
Closed -$227K
IWF icon
132
iShares Russell 1000 Growth ETF
IWF
$128B
– –
-4,960
Closed -$218K
PSA icon
133
Public Storage
PSA
$61.3B
– –
-952
Closed -$203K
PXF icon
134
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
– –
-5,773
Closed -$245K
RWO icon
135
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
– –
-7,921
Closed -$408K
RWX icon
136
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
– –
-7,130
Closed -$277K
SCHE icon
137
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-13,259
Closed -$363K
TFC icon
138
Truist Financial
TFC
$64B
– –
-3,735
Closed -$210K
TPYP icon
139
Tortoise North American Pipeline ETF
TPYP
$848M
– –
-1,075,597
Closed -$25.3M
VCIT icon
140
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-7,341
Closed -$670K
VO icon
141
Vanguard Morningstar Mid-Cap ETF
VO
$109B
– –
-12,420
Closed -$553K
VTEB icon
142
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
– –
-7,017
Closed -$376K
VV icon
143
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
– –
-1,770
Closed -$262K
VZ icon
144
Verizon
VZ
$196B
– –
-4,103
Closed -$252K
AMJ
145
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-240,887
Closed -$5.25M
MLPI
146
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-477,851
Closed -$9.28M
2 3 4 5
6

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HFM
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EC
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FBIL
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BWFA
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Klingman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Klingman & Associates held 146 positions worth $490M, down 20% from $611M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Klingman & Associates's Q1 2020 filing shows 11 new, 53 increased, 36 reduced and 26 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M. The largest sale was iShares Core S&P 500 ETF, an estimated $25.5M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.8% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2020 buy was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M.
  • Klingman & Associates added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, an estimated $14.4M increase.
  • Klingman & Associates's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $25.5M.
  • Klingman & Associates fully exited Tortoise North American Pipeline ETF in Q1 2020, selling an estimated $25.3M.
  • Klingman & Associates's ten largest holdings make up 55% of its $490M portfolio in Q1 2020.
  • Klingman & Associates opened 11 new positions and closed 26 in Q1 2020.
  • Klingman & Associates's portfolio value fell 20% quarter-over-quarter to $490M.

Based on Klingman & Associates's 13F filing for Q1 2020, filed 29 Apr 2020.