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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BP icon
126
BP
BP
$107B
– –
-24
Closed -$1K
BSV icon
127
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-186
Closed -$15K
BUD icon
128
AB InBev
BUD
$161B
– –
-1,187
Closed -$156K
BWX icon
129
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-468
Closed -$13K
BX icon
130
Blackstone
BX
$107B
– –
-500
Closed -$13K
CAG icon
131
Conagra Brands
CAG
$7.38B
– –
-149
Closed -$5K
CAH icon
132
Cardinal Health
CAH
$54.5B
– –
-918
Closed -$71K
CAKE icon
133
Cheesecake Factory
CAKE
$4.42B
– –
-93
Closed -$5K
CAT icon
134
Caterpillar
CAT
$387B
– –
-400
Closed -$36K
CB icon
135
Chubb
CB
$141B
– –
-389
Closed -$49K
CC icon
136
Chemours
CC
$2.57B
– –
-20
Closed –
CEF icon
137
Sprott Physical Gold and Silver Trust
CEF
$7.35B
– –
-4
Closed –
CG icon
138
Carlyle Group
CG
$16.7B
– –
-72
Closed -$1K
CHTR icon
139
Charter Communications
CHTR
$16.7B
– –
-120
Closed -$32K
CL icon
140
Colgate-Palmolive
CL
$74.2B
– –
-1,670
Closed -$124K
CMCSA icon
141
Comcast
CMCSA
$85.8B
– –
-6,552
Closed -$217K
CNC icon
142
Centene
CNC
$31.6B
– –
-838
Closed -$28K
COP icon
143
ConocoPhillips
COP
$139B
– –
-1,066
Closed -$46K
COST icon
144
Costco
COST
$429B
– –
-1,218
Closed -$186K
CRM icon
145
Salesforce
CRM
$149B
– –
-80
Closed -$6K
CSCO icon
146
Cisco
CSCO
$456B
– –
-4,040
Closed -$128K
CTAS icon
147
Cintas
CTAS
$86B
– –
-2,988
Closed -$84K
CVS icon
148
CVS Health
CVS
$140B
– –
-1,625
Closed -$145K
CWB icon
149
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
– –
-943
Closed -$44K
D icon
150
Dominion Energy
D
$62.1B
– –
-152
Closed -$11K
4 5
6
7 8

Similar funds

CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return
ACP
Avantyr Capital Partners New York $2.08B AUM

Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.