KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LTBR icon
126
Lightbridge
LTBR
$392M
– –
-663
Closed -$1K
LUMN icon
127
Lumen
LUMN
$5.1B
– –
-164
Closed -$4K
MA icon
128
Mastercard
MA
$538B
– –
-400
Closed -$41K
MCD icon
129
McDonald's
MCD
$224B
– –
-765
Closed -$88K
MCK icon
130
McKesson
MCK
$85.4B
– –
-150
Closed -$25K
MCN
131
Madison Covered Call & Equity Strategy Fund
MCN
$133M
– –
-2,556
Closed -$20K
MDLZ icon
132
Mondelez International
MDLZ
$79.5B
– –
-404
Closed -$18K
MDT icon
133
Medtronic
MDT
$119B
– –
-1,362
Closed -$118K
META icon
134
Meta Platforms (Facebook)
META
$1.86T
– –
-462
Closed -$59K
MHN icon
135
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$292M
– –
-7,285
Closed -$108K
MMM icon
136
3M
MMM
$82.8B
– –
-616
Closed -$109K
MMT
137
MFS Multimarket Income Trust
MMT
$262M
– –
-3,000
Closed -$18K
MPC icon
138
Marathon Petroleum
MPC
$54.6B
– –
-200
Closed -$8K
MPWR icon
139
Monolithic Power Systems
MPWR
$40B
– –
-599
Closed -$48K
MS icon
140
Morgan Stanley
MS
$240B
– –
-1,694
Closed -$54K
NBTB icon
141
NBT Bancorp
NBTB
$2.32B
– –
-2,838
Closed -$93K
NFJ
142
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
– –
-1,400
Closed -$18K
NKE icon
143
Nike
NKE
$114B
– –
-1,088
Closed -$57K
NLY icon
144
Annaly Capital Management
NLY
$13.6B
– –
-3,079
Closed -$32K
NOK icon
145
Nokia
NOK
$23.1B
– –
-801
Closed -$5K
NRK icon
146
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$830M
– –
-5,664
Closed -$80K
NSC icon
147
Norfolk Southern
NSC
$62.8B
– –
-285
Closed -$28K
NTAP icon
148
NetApp
NTAP
$22.6B
– –
-290
Closed -$10K
NUE icon
149
Nucor
NUE
$34.1B
– –
-1,332
Closed -$66K
NUV icon
150
Nuveen Municipal Value Fund
NUV
$1.8B
– –
-1,171
Closed -$12K
4 5
6
7 8