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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
126
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
$116K 0.03%
1,852
+32
+2% +$1.96K
INTC icon
127
Intel
INTC
$435B
$116K 0.03%
3,060
– –
EEMV icon
128
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.41B
$112K 0.03%
2,079
– –
FDX icon
129
FedEx
FDX
$74B
$111K 0.03%
637
– –
VHT icon
130
Vanguard Health Care ETF
VHT
$18.6B
$111K 0.03%
837
– –
TMO icon
131
Thermo Fisher Scientific
TMO
$214B
$110K 0.03%
691
– –
MMM icon
132
3M
MMM
$94.1B
$109K 0.03%
737
– –
TPR icon
133
Tapestry
TPR
$30.5B
$109K 0.03%
2,970
– –
BSCK
134
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$109K 0.03%
5,000
– –
MHN
135
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$108K 0.03%
7,285
– –
BSCN
136
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$105K 0.03%
4,890
– –
BMY icon
137
Bristol-Myers Squibb
BMY
$130B
$104K 0.03%
1,933
– –
XLK icon
138
State Street Technology Select Sector SPDR ETF
XLK
$112B
$102K 0.03%
4,260
– –
KMB icon
139
Kimberly-Clark
KMB
$37.5B
$101K 0.03%
799
– –
ILCV icon
140
iShares Morningstar Value ETF
ILCV
$1.32B
$97K 0.03%
2,204
+16
+0.7% +$708
AWK icon
141
American Water Works
AWK
$27B
$96K 0.03%
1,288
– –
V icon
142
Visa
V
$697B
$95K 0.03%
1,152
– –
NBTB icon
143
NBT Bancorp
NBTB
$2.79B
$93K 0.03%
2,838
– –
UPS icon
144
United Parcel Service
UPS
$89.7B
$93K 0.03%
854
+150
+21% +$16.4K
LQD icon
145
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$89K 0.03%
720
– –
MCD icon
146
McDonald's
MCD
$194B
$88K 0.03%
765
– –
ABT icon
147
Abbott
ABT
$187B
$87K 0.03%
2,056
-650
-24% -$27.9K
FLS icon
148
Flowserve
FLS
$9.38B
$87K 0.03%
1,800
– –
ISCG icon
149
iShares Morningstar Small-Cap Growth ETF
ISCG
$976M
$86K 0.03%
3,600
– –
PARA
150
DELISTED
Paramount Global Class B
PARA
$86K 0.03%
1,564
– –
4 5
6
7 8

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NSCM
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ACG
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NSUP
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ACM
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TP
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ACP
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.