We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
126
Cisco
CSCO
$443B
$115K 0.04%
4,040
– –
ABT icon
127
Abbott
ABT
$188B
$113K 0.04%
2,706
– –
JMF
128
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
TGT icon
129
Target
TGT
$66.3B
$110K 0.04%
1,336
– –
MHN
130
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$109K 0.04%
7,285
– –
EEMV icon
131
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$107K 0.04%
2,079
– –
GOOG icon
132
Alphabet (Google) Class C
GOOG
$4.11T
$107K 0.04%
2,860
-18,000
-86% -$645K
KMB icon
133
Kimberly-Clark
KMB
$37.6B
$107K 0.04%
799
– –
BSCK
134
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$107K 0.04%
5,000
– –
FDX icon
135
FedEx
FDX
$73B
$104K 0.04%
637
– –
MMM icon
136
3M
MMM
$91.8B
$103K 0.04%
737
– –
VHT icon
137
Vanguard Health Care ETF
VHT
$18.5B
$103K 0.04%
837
– –
MDT icon
138
Medtronic
MDT
$112B
$102K 0.04%
1,362
-25
-2% -$1.88K
ORCL icon
139
Oracle
ORCL
$339B
$101K 0.04%
2,468
– –
QCOM icon
140
Qualcomm
QCOM
$164B
$100K 0.04%
1,958
– –
IJS icon
141
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$99K 0.04%
1,748
– –
INTC icon
142
Intel
INTC
$413B
$99K 0.04%
3,060
– –
D icon
143
Dominion Energy
D
$62B
$98K 0.04%
1,300
– –
TMO icon
144
Thermo Fisher Scientific
TMO
$214B
$98K 0.04%
691
-1,675
-71% -$224K
MCD icon
145
McDonald's
MCD
$193B
$96K 0.03%
765
– –
XLK icon
146
State Street Technology Select Sector SPDR ETF
XLK
$109B
$94K 0.03%
4,260
– –
ILCV icon
147
iShares Morningstar Value ETF
ILCV
$1.31B
$91K 0.03%
2,172
+76
+4% +$3.03K
AWK icon
148
American Water Works
AWK
$27B
$89K 0.03%
1,288
– –
V icon
149
Visa
V
$701B
$88K 0.03%
1,152
– –
NBTB icon
150
NBT Bancorp
NBTB
$2.82B
$87K 0.03%
3,238
– –
4 5
6
7 8

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.