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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
126
Comcast
CMCSA
$84B
$157K 0.06%
5,552
– –
COST icon
127
Costco
COST
$423B
$156K 0.06%
968
– –
CSX icon
128
CSX Corp
CSX
$93B
$156K 0.06%
18,000
– –
QQQ icon
129
Invesco QQQ Trust
QQQ
$450B
$147K 0.06%
1,314
– –
DIA icon
130
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$145K 0.05%
833
-17
-2% -$2.97K
EEFT icon
131
Euronet Worldwide
EEFT
$2.92B
$145K 0.05%
2,000
– –
MLM icon
132
Martin Marietta Materials
MLM
$32.4B
$145K 0.05%
1,060
– –
AIG icon
133
American International
AIG
$41.8B
$143K 0.05%
2,305
– –
SCD
134
LMP Capital and Income Fund
SCD
$354M
$143K 0.05%
+11,600
New +$146K
RFI
135
Cohen & Steers Total Return Realty Fund
RFI
$311M
$138K 0.05%
+10,930
New +$136K
PGX icon
136
Invesco Preferred ETF
PGX
$3.81B
$137K 0.05%
9,197
+48
+0.5% +$709
CL icon
137
Colgate-Palmolive
CL
$73.3B
$134K 0.05%
2,011
-600
-23% -$39.9K
BMY icon
138
Bristol-Myers Squibb
BMY
$132B
$133K 0.05%
1,933
– –
CVS icon
139
CVS Health
CVS
$134B
$125K 0.05%
1,275
– –
ABT icon
140
Abbott
ABT
$183B
$122K 0.05%
2,706
– –
IJT icon
141
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$122K 0.05%
1,966
– –
JMF
142
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
DLS icon
143
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$116K 0.04%
2,000
– –
STPZ icon
144
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
$115K 0.04%
2,250
– –
WMT icon
145
Walmart Inc
WMT
$884B
$115K 0.04%
5,610
– –
ADI icon
146
Analog Devices
ADI
$179B
$111K 0.04%
2,010
– –
VHT icon
147
Vanguard Health Care ETF
VHT
$18.3B
$111K 0.04%
837
– –
CSCO icon
148
Cisco
CSCO
$448B
$110K 0.04%
4,040
– –
IBM icon
149
IBM
IBM
$209B
$110K 0.04%
837
-203
-20% -$27.3K
EMD
150
DELISTED
Western Asset Emerging Markets
EMD
$110K 0.04%
+11,346
New +$112K
4 5
6
7 8

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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.