KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMCSA icon
126
Comcast
CMCSA
$125B
$157K 0.06%
2,776
– –
COST icon
127
Costco
COST
$416B
$156K 0.06%
968
– –
CSX icon
128
CSX Corp
CSX
$60B
$156K 0.06%
6,000
– –
QQQ icon
129
Invesco QQQ Trust
QQQ
$358B
$147K 0.06%
1,314
– –
DIA icon
130
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.4B
$145K 0.05%
833
-17
-2% -$2.96K
EEFT icon
131
Euronet Worldwide
EEFT
$3.71B
$145K 0.05%
2,000
– –
MLM icon
132
Martin Marietta Materials
MLM
$37B
$145K 0.05%
1,060
– –
AIG icon
133
American International
AIG
$44.6B
$143K 0.05%
2,305
– –
SCD
134
LMP Capital and Income Fund
SCD
$270M
$143K 0.05%
+11,600
New +$143K
RFI
135
Cohen & Steers Total Return Realty Fund
RFI
$319M
$138K 0.05%
+10,930
New +$138K
PGX icon
136
Invesco Preferred ETF
PGX
$3.85B
$137K 0.05%
9,197
+48
+0.5% +$715
CL icon
137
Colgate-Palmolive
CL
$68.2B
$134K 0.05%
2,011
-600
-23% -$40K
BMY icon
138
Bristol-Myers Squibb
BMY
$96.1B
$133K 0.05%
1,933
– –
CVS icon
139
CVS Health
CVS
$94.1B
$125K 0.05%
1,275
– –
ABT icon
140
Abbott
ABT
$229B
$122K 0.05%
2,706
– –
IJT icon
141
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.17B
$122K 0.05%
983
– –
JMF
142
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
DLS icon
143
WisdomTree International SmallCap Dividend Fund
DLS
$1.02B
$116K 0.04%
2,000
– –
STPZ icon
144
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$437M
$115K 0.04%
2,250
– –
WMT icon
145
Walmart
WMT
$780B
$115K 0.04%
1,870
– –
ADI icon
146
Analog Devices
ADI
$121B
$111K 0.04%
2,010
– –
VHT icon
147
Vanguard Health Care ETF
VHT
$15.5B
$111K 0.04%
837
– –
CSCO icon
148
Cisco
CSCO
$269B
$110K 0.04%
4,040
– –
IBM icon
149
IBM
IBM
$223B
$110K 0.04%
800
-194
-20% -$26.7K
EMD
150
DELISTED
Western Asset Emerging Markets
EMD
$110K 0.04%
+11,346
New +$110K
4 5
6
7 8