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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
126
Intel
INTC
$462B
$107K 0.04%
3,505
+145
+4% +$4.69K
V icon
127
Visa
V
$689B
$106K 0.04%
1,572
+420
+36% +$28.5K
BSCK
128
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$106K 0.04%
5,000
– –
GS icon
129
Goldman Sachs
GS
$309B
$104K 0.04%
500
– –
IJS icon
130
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$103K 0.04%
1,748
– –
MDT icon
131
Medtronic
MDT
$108B
$103K 0.04%
1,387
– –
TPR icon
132
Tapestry
TPR
$29.8B
$103K 0.04%
2,970
– –
MHN
133
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$99K 0.04%
7,285
– –
TOTL icon
134
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$99K 0.04%
+2,000
New +$99.7K
ACN icon
135
Accenture
ACN
$94.3B
$95K 0.04%
979
+293
+43% +$28K
FLS icon
136
Flowserve
FLS
$9.29B
$95K 0.04%
1,800
– –
ILCB icon
137
iShares Morningstar US Equity ETF
ILCB
$1.26B
$95K 0.04%
3,140
+16
+0.5% +$494
MMM icon
138
3M
MMM
$91.9B
$95K 0.04%
737
– –
DXJ icon
139
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$94K 0.04%
1,638
– –
TMO icon
140
Thermo Fisher Scientific
TMO
$208B
$90K 0.04%
691
– –
UPS icon
141
United Parcel Service
UPS
$96B
$90K 0.04%
932
+59
+7% +$5.86K
BUD icon
142
AB InBev
BUD
$156B
$89K 0.04%
+738
New +$90.6K
ILCV icon
143
iShares Morningstar Value ETF
ILCV
$1.31B
$87K 0.03%
2,064
+16
+0.8% +$688
ISCG icon
144
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$87K 0.03%
3,600
-1,200
-25% -$28.9K
PARA
145
DELISTED
Paramount Global Class B
PARA
$87K 0.03%
1,564
– –
BAC icon
146
Bank of America
BAC
$436B
$86K 0.03%
5,035
– –
CWB icon
147
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$86K 0.03%
1,816
– –
NBTB icon
148
NBT Bancorp
NBTB
$2.73B
$86K 0.03%
3,299
+1,299
+65% +$32.7K
KMB icon
149
Kimberly-Clark
KMB
$37B
$85K 0.03%
799
– –
ISCV icon
150
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$83K 0.03%
1,983
– –
4 5
6
7 8

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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.