We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.36B
AUM Growth
+$125M
Cap. Flow
-$50M
Cap. Flow %
-3.67%
Top 10 Hldgs %
51.62%
Holding
229
New
10
Increased
68
Reduced
94
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.5M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$6.19M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.42M
4
IBDW icon
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
+$4.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.49M

Top Sells

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24.1M
3
PJT icon
PJT Partners
PJT
+$15.3M
4
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$7.96M
5
DFIP icon
Dimensional Inflation-Protected Securities ETF
DFIP
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.65%
2 Financials 3.37%
3 Consumer Discretionary 1.42%
4 Healthcare 0.72%
5 Real Estate 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
101
NextEra Energy
NEE
$179B
$879K 0.06%
14,478
+431
+3% +$24.6K
ROST icon
102
Ross Stores
ROST
$80.9B
$874K 0.06%
6,319
-664
-10% -$82.7K
VUG icon
103
Vanguard Morningstar Growth ETF
VUG
$230B
$872K 0.06%
16,836
-2,550
-13% -$123K
PDN icon
104
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$363M
$845K 0.06%
26,005
-300
-1% -$9.01K
GBDC icon
105
Golub Capital BDC
GBDC
$3.32B
$842K 0.06%
55,750
– –
ABT icon
106
Abbott
ABT
$181B
$796K 0.06%
7,231
-475
-6% -$47.5K
ADBE icon
107
Adobe
ADBE
$103B
$785K 0.06%
1,316
-207
-14% -$119K
DFUS
108
Dimensional US Equity ETF
DFUS
$21.6B
$778K 0.06%
15,010
– –
LMT icon
109
Lockheed Martin
LMT
$134B
$773K 0.06%
1,706
-11
-0.6% -$4.87K
IWR icon
110
iShares Russell Mid-Cap ETF
IWR
$57.1B
$773K 0.06%
9,941
– –
ORLY icon
111
O'Reilly Automotive
ORLY
$75.8B
$761K 0.06%
12,015
-825
-6% -$52.1K
LLY icon
112
Eli Lilly
LLY
$1.03T
$744K 0.05%
1,277
+37
+3% +$21.6K
MCD icon
113
McDonald's
MCD
$194B
$741K 0.05%
2,499
-5
-0.2% -$1.36K
COST icon
114
Costco
COST
$417B
$726K 0.05%
1,100
+7
+0.6% +$4.15K
AVUV icon
115
Avantis US Small Cap Value ETF
AVUV
$31.1B
$726K 0.05%
8,084
-1,215
-13% -$97.2K
EEM icon
116
iShares MSCI Emerging Markets ETF
EEM
$29.6B
$680K 0.05%
16,919
– –
HSY icon
117
Hershey
HSY
$35.8B
$651K 0.05%
3,493
+19
+0.5% +$3.6K
VRP icon
118
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$613K 0.05%
26,557
-8,710
-25% -$195K
VTV icon
119
Vanguard Morningstar Value ETF
VTV
$192B
$596K 0.04%
3,985
-91
-2% -$12.8K
IWF icon
120
iShares Russell 1000 Growth ETF
IWF
$128B
$569K 0.04%
7,508
-128
-2% -$9.05K
CVX icon
121
Chevron
CVX
$373B
$554K 0.04%
3,713
+12
+0.3% +$1.81K
PEP icon
122
PepsiCo
PEP
$189B
$553K 0.04%
3,256
-1,104
-25% -$183K
RY icon
123
Royal Bank of Canada
RY
$294B
$553K 0.04%
5,468
+75
+1% +$6.61K
IBM icon
124
IBM
IBM
$224B
$552K 0.04%
3,378
+49
+1% +$7.4K
IVE icon
125
iShares S&P 500 Value ETF
IVE
$49.7B
$544K 0.04%
3,128
– –
3 4
5
6 7

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
MFAM
Motley Fool Asset Management Alexandria, Virginia $2.33B AUM 21.93% 1-Year Est. Return

Klingman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Klingman & Associates held 229 positions worth $1.36B, up 10% from $1.24B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Klingman & Associates withdrew a net $50M in Q4 2023, closing 6 positions and reducing 94 holdings. Its most notable exit was iShares iBonds Dec 2027 Term Corporate ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 6.5% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Klingman & Associates opened a new position in iShares Preferred and Income Securities ETF worth $437K.

  • Klingman & Associates's largest Q4 2023 buy was iShares Preferred and Income Securities ETF: 14,013 shares worth $437K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2023, an estimated $6.5M increase.
  • Klingman & Associates's biggest Q4 2023 reduction was PJT Partners, cutting an estimated $15.3M.
  • Klingman & Associates fully exited iShares iBonds Dec 2027 Term Corporate ETF in Q4 2023, selling an estimated $24.8M.
  • Klingman & Associates's ten largest holdings make up 52% of its $1.36B portfolio in Q4 2023.
  • Klingman & Associates opened 10 new positions and closed 6 in Q4 2023.
  • Klingman & Associates's portfolio value rose 10% quarter-over-quarter to $1.36B.

Based on Klingman & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.