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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.24B
AUM Growth
-$2.18M
Cap. Flow
+$92.4M
Cap. Flow %
7.47%
Top 10 Hldgs %
50.38%
Holding
231
New
17
Increased
89
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.8M
4
JLL icon
Jones Lang LaSalle
JLL
+$8.04M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.62M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.31M
2
DVY icon
iShares Select Dividend ETF
DVY
+$1.95M
3
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$1.52M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.12M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 6.46%
2 Financials 4.28%
3 Consumer Discretionary 1.39%
4 Healthcare 0.82%
5 Real Estate 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMN
101
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$800K 0.06%
30,666
+1,525
+5% +$40.1K
VRP icon
102
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$789K 0.06%
35,267
-1,300
-4% -$29.3K
ROST icon
103
Ross Stores
ROST
$81B
$789K 0.06%
6,983
+34
+0.5% +$3.9K
ORLY icon
104
O'Reilly Automotive
ORLY
$76B
$778K 0.06%
12,840
-15
-0.1% -$941
PDN icon
105
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$777K 0.06%
26,305
+1,000
+4% +$31.1K
ADBE icon
106
Adobe
ADBE
$102B
$777K 0.06%
1,523
+826
+119% +$433K
ABT icon
107
Abbott
ABT
$181B
$746K 0.06%
7,706
-231
-3% -$24.3K
PEP icon
108
PepsiCo
PEP
$189B
$739K 0.06%
4,360
-64
-1% -$11.6K
AVUV icon
109
Avantis US Small Cap Value ETF
AVUV
$31.1B
$725K 0.06%
9,299
+34
+0.4% +$2.73K
LMT icon
110
Lockheed Martin
LMT
$134B
$702K 0.06%
1,717
-93
-5% -$41.3K
INTC icon
111
Intel
INTC
$517B
$700K 0.06%
19,695
+188
+1% +$6.55K
DFUS
112
Dimensional US Equity ETF
DFUS
$21.6B
$699K 0.06%
15,010
– –
HSY icon
113
Hershey
HSY
$35.9B
$695K 0.06%
3,474
-12
-0.3% -$2.69K
IWR icon
114
iShares Russell Mid-Cap ETF
IWR
$57B
$688K 0.06%
9,941
+504
+5% +$36.8K
COMP icon
115
Compass
COMP
$9.71B
$687K 0.06%
237,009
– –
TIP icon
116
iShares TIPS Bond ETF
TIP
$14.5B
$673K 0.05%
6,484
+70
+1% +$7.41K
AVGO icon
117
Broadcom
AVGO
$2.01T
$671K 0.05%
8,080
+4,950
+158% +$429K
LLY icon
118
Eli Lilly
LLY
$1.04T
$666K 0.05%
1,240
-65
-5% -$33.5K
MCD icon
119
McDonald's
MCD
$194B
$660K 0.05%
2,504
-81
-3% -$23.1K
EEM icon
120
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$642K 0.05%
16,919
+3,637
+27% +$144K
CVX icon
121
Chevron
CVX
$373B
$624K 0.05%
3,701
+219
+6% +$35.4K
COST icon
122
Costco
COST
$417B
$618K 0.05%
1,093
-1
-0.1% -$552
CSCO icon
123
Cisco
CSCO
$485B
$591K 0.05%
10,997
-819
-7% -$44.2K
VTV icon
124
Vanguard Morningstar Value ETF
VTV
$191B
$562K 0.05%
4,076
+967
+31% +$139K
UNH icon
125
UnitedHealth
UNH
$377B
$535K 0.04%
1,061
+1
+0.1% +$492
3 4
5
6 7

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Klingman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Klingman & Associates held 231 positions worth $1.24B, down 0.18% from $1.24B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates deployed $92.4M of net new capital in Q3 2023, opening 17 new positions and adding to 89 existing holdings. Its largest new stake was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Municipal Income ETF, an estimated $5.31M trimmed.

  • Klingman & Associates's largest Q3 2023 buy was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.
  • Klingman & Associates added most to Vanguard FTSE Emerging Markets ETF in Q3 2023, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q3 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $5.31M.
  • Klingman & Associates fully exited Blackrock in Q3 2023, selling an estimated $270K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.24B portfolio in Q3 2023.
  • Klingman & Associates opened 17 new positions and closed 12 in Q3 2023.
  • Klingman & Associates's portfolio value fell 0.18% quarter-over-quarter to $1.24B.

Based on Klingman & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.