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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.16B
AUM Growth
+$21.1M
Cap. Flow
-$29.7M
Cap. Flow %
-2.56%
Top 10 Hldgs %
50.04%
Holding
209
New
6
Increased
64
Reduced
85
Closed
10

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.41M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.22M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.13M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.54M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$1.28M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$20.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.8M
3
PJT icon
PJT Partners
PJT
+$6.09M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$780K

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 4.06%
3 Consumer Discretionary 1.33%
4 Healthcare 0.81%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
101
Invesco QQQ Trust
QQQ
$479B
$722K 0.06%
2,250
+4
+0.2% +$1.18K
ORLY icon
102
O'Reilly Automotive
ORLY
$76.2B
$718K 0.06%
12,690
-300
-2% -$16.4K
ORCL icon
103
Oracle
ORCL
$413B
$714K 0.06%
7,679
-148
-2% -$13K
AVUV icon
104
Avantis US Small Cap Value ETF
AVUV
$30.7B
$683K 0.06%
9,229
+32
+0.3% +$2.51K
MCD icon
105
McDonald's
MCD
$196B
$683K 0.06%
2,443
-3
-0.1% -$804
IWR icon
106
iShares Russell Mid-Cap ETF
IWR
$56.7B
$679K 0.06%
9,715
– –
DFUS
107
Dimensional US Equity ETF
DFUS
$21.5B
$667K 0.06%
15,010
– –
IBMN
108
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$657K 0.06%
24,690
+1,800
+8% +$47.7K
INTC icon
109
Intel
INTC
$503B
$645K 0.06%
19,744
-275
-1% -$7.79K
CSCO icon
110
Cisco
CSCO
$476B
$602K 0.05%
11,521
-209
-2% -$10.2K
CVX icon
111
Chevron
CVX
$371B
$565K 0.05%
3,460
-107
-3% -$17.9K
RY icon
112
Royal Bank of Canada
RY
$294B
$533K 0.05%
5,579
– –
PFE icon
113
Pfizer
PFE
$149B
$531K 0.05%
13,026
-237
-2% -$10.2K
ELME
114
Elme Communities
ELME
$145M
$531K 0.05%
29,750
– –
EEM icon
115
iShares MSCI Emerging Markets ETF
EEM
$29.2B
$524K 0.05%
13,282
– –
TSLA icon
116
Tesla
TSLA
$1.26T
$507K 0.04%
2,443
+488
+25% +$85.1K
VXF icon
117
Vanguard Extended Market ETF
VXF
$31.2B
$501K 0.04%
3,572
– –
HON icon
118
Honeywell
HON
$76.3B
$492K 0.04%
2,731
-140
-5% -$26.3K
COST icon
119
Costco
COST
$421B
$483K 0.04%
973
+10
+1% +$4.91K
IWF icon
120
iShares Russell 1000 Growth ETF
IWF
$127B
$469K 0.04%
7,676
– –
BRK.A icon
121
Berkshire Hathaway Class A
BRK.A
$1.13T
$466K 0.04%
1
– –
SYY icon
122
Sysco
SYY
$40.4B
$460K 0.04%
5,959
+10
+0.2% +$767
VZ icon
123
Verizon
VZ
$195B
$459K 0.04%
11,813
+1,450
+14% +$57.2K
UNH icon
124
UnitedHealth
UNH
$367B
$450K 0.04%
952
-136
-13% -$65.6K
UNP icon
125
Union Pacific
UNP
$175B
$450K 0.04%
2,234
+10
+0.4% +$2.03K
3 4
5
6 7

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HFM
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Klingman & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Klingman & Associates held 209 positions worth $1.16B, up 1.8% from $1.14B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates's Q1 2023 filing shows 6 new, 64 increased, 85 reduced and 10 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M. The largest sale was JPMorgan Ultra-Short Municipal Income ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $5.41M increase.
  • Klingman & Associates's biggest Q1 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $20.4M.
  • Klingman & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2023, selling an estimated $530K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.16B portfolio in Q1 2023.
  • Klingman & Associates opened 6 new positions and closed 10 in Q1 2023.
  • Klingman & Associates's portfolio value rose 1.8% quarter-over-quarter to $1.16B.

Based on Klingman & Associates's 13F filing for Q1 2023, filed 3 May 2023.