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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.07B
AUM Growth
+$27.8M
Cap. Flow
+$19M
Cap. Flow %
1.78%
Top 10 Hldgs %
56.2%
Holding
176
New
13
Increased
61
Reduced
56
Closed
3

Top Buys

Rank Stock Value
1
COMP icon
Compass
COMP
+$11.4M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$6.25M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.88M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.64M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.03M

Top Sells

Rank Stock Value
1
DDOG icon
Datadog
DDOG
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$826K
3
CROX icon
Crocs
CROX
+$649K
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$632K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$610K

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Financials 5.17%
3 Consumer Discretionary 1.59%
4 Real Estate 1.12%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
101
Vanguard Short-Term Bond ETF
BSV
$44.6B
$474K 0.04%
5,781
+171
+3% +$14.1K
SCHV
102
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$470K 0.04%
20,913
+4,254
+26% +$98.4K
PPG icon
103
PPG Industries
PPG
$26.2B
$466K 0.04%
3,258
-27
-0.8% -$4.33K
VTV icon
104
Vanguard Morningstar Value ETF
VTV
$191B
$457K 0.04%
3,377
– –
VOE icon
105
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$455K 0.04%
3,258
+398
+14% +$56.5K
ARKK icon
106
ARK Innovation ETF
ARKK
$6.09B
$444K 0.04%
4,020
– –
SCHG icon
107
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
$443K 0.04%
23,912
-1,032
-4% -$19.7K
XLK icon
108
State Street Technology Select Sector SPDR ETF
XLK
$123B
$438K 0.04%
5,866
– –
DEM icon
109
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$437K 0.04%
10,010
– –
CRM icon
110
Salesforce
CRM
$156B
$432K 0.04%
1,594
+165
+12% +$41.9K
CACC icon
111
Credit Acceptance
CACC
$6.15B
$428K 0.04%
731
-555
-43% -$302K
VOT icon
112
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$427K 0.04%
1,806
+279
+18% +$67.5K
EQR icon
113
Equity Residential
EQR
$25.4B
$411K 0.04%
5,079
– –
V icon
114
Visa
V
$690B
$407K 0.04%
1,829
-44
-2% -$10.3K
KMX icon
115
CarMax
KMX
$8.16B
$401K 0.04%
3,133
-164
-5% -$21.8K
HSY icon
116
Hershey
HSY
$36B
$384K 0.04%
2,266
– –
J icon
117
Jacobs Solutions
J
$16.8B
$380K 0.04%
3,469
– –
VBK icon
118
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$379K 0.04%
1,353
+201
+17% +$57.5K
PFE icon
119
Pfizer
PFE
$145B
$378K 0.04%
8,790
-1,139
-11% -$50.5K
VGK icon
120
Vanguard FTSE Europe ETF
VGK
$31.1B
$371K 0.03%
5,662
– –
VSS icon
121
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$369K 0.03%
2,763
– –
ADBE icon
122
Adobe
ADBE
$102B
$366K 0.03%
636
+77
+14% +$48.5K
VV icon
123
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
$357K 0.03%
1,776
– –
BNL icon
124
Broadstone Net Lease
BNL
$4.06B
$354K 0.03%
+14,288
New +$369K
VXUS icon
125
Vanguard Total International Stock ETF
VXUS
$158B
$354K 0.03%
5,600
+838
+18% +$54.7K
3 4
5
6 7

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Klingman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Klingman & Associates held 176 positions worth $1.07B, up 2.7% from $1.04B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Klingman & Associates's Q3 2021 filing shows 13 new, 61 increased, 56 reduced and 3 closed positions. Its largest new stake was Compass: 796,800 shares worth $10.6M. The largest sale was Datadog, an estimated $15M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2021 buy was Compass: 796,800 shares worth $10.6M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Municipal Income ETF in Q3 2021, an estimated $6.25M increase.
  • Klingman & Associates's biggest Q3 2021 reduction was Datadog, cutting an estimated $15M.
  • Klingman & Associates fully exited ProShares S&P 500 Dividend Aristocrats ETF in Q3 2021, selling an estimated $217K.
  • Klingman & Associates's ten largest holdings make up 56% of its $1.07B portfolio in Q3 2021.
  • Klingman & Associates opened 13 new positions and closed 3 in Q3 2021.
  • Klingman & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.07B.

Based on Klingman & Associates's 13F filing for Q3 2021, filed 1 Nov 2021.