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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-19.67%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$490M
AUM Growth
-$121M
Cap. Flow
+$5.79M
Cap. Flow %
1.18%
Top 10 Hldgs %
55.05%
Holding
146
New
11
Increased
53
Reduced
36
Closed
26

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$19M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$13.3M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.5M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$25.3M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$20.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11M
5
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 2.54%
3 Consumer Discretionary 0.86%
4 Communication Services 0.5%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
101
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$271K 0.06%
2,143
+234
+12% +$35.5K
IBMK
102
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$264K 0.05%
10,159
+700
+7% +$18.3K
IBMM
103
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$254K 0.05%
+9,710
New +$257K
ORLY icon
104
O'Reilly Automotive
ORLY
$76.1B
$247K 0.05%
12,285
-225
-2% -$5.75K
VBK icon
105
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.4B
$239K 0.05%
1,589
+15
+1% +$2.78K
VTV icon
106
Vanguard Morningstar Value ETF
VTV
$191B
$239K 0.05%
2,683
-451
-14% -$49.5K
KMX icon
107
CarMax
KMX
$8.29B
$235K 0.05%
4,373
+375
+9% +$31.7K
VBR icon
108
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$233K 0.05%
2,619
+77
+3% +$9.34K
SCHW
109
Charles Schwab
SCHW
$186B
$228K 0.05%
6,791
+73
+1% +$3.06K
CACC icon
110
Credit Acceptance
CACC
$5.97B
$226K 0.05%
882
– –
CSX icon
111
CSX Corp
CSX
$94.1B
$221K 0.05%
11,595
+750
+7% +$17.5K
INTC icon
112
Intel
INTC
$510B
$220K 0.04%
4,057
-1,849
-31% -$109K
WIP icon
113
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$475M
$220K 0.04%
4,500
– –
XLK icon
114
State Street Technology Select Sector SPDR ETF
XLK
$123B
$216K 0.04%
5,364
+194
+4% +$8.85K
V icon
115
Visa
V
$679B
$212K 0.04%
1,318
+31
+2% +$5.84K
META icon
116
Meta Platforms (Facebook)
META
$1.51T
$206K 0.04%
1,233
-695
-36% -$136K
VOE icon
117
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.1B
$206K 0.04%
2,537
+304
+14% +$32.7K
IBM icon
118
IBM
IBM
$223B
$203K 0.04%
+1,910
New +$242K
EMD
119
Western Asset Emerging Markets Debt Fund
EMD
$613M
$201K 0.04%
19,081
-564
-3% -$7.65K
MCI
120
Barings Corporate Investors
MCI
$345M
$151K 0.03%
13,000
-4,800
-27% -$74.3K
ABT icon
121
Abbott
ABT
$186B
– –
-2,536
Closed -$220K
BAC icon
122
Bank of America
BAC
$441B
– –
-7,499
Closed -$264K
CTAS icon
123
Cintas
CTAS
$81.3B
– –
-2,988
Closed -$201K
CVX icon
124
Chevron
CVX
$367B
– –
-1,990
Closed -$240K
DE icon
125
Deere & Co
DE
$169B
– –
-1,266
Closed -$219K
2 3 4
5
6

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Klingman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Klingman & Associates held 146 positions worth $490M, down 20% from $611M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Klingman & Associates's Q1 2020 filing shows 11 new, 53 increased, 36 reduced and 26 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M. The largest sale was iShares Core S&P 500 ETF, an estimated $25.5M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.8% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2020 buy was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M.
  • Klingman & Associates added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, an estimated $14.4M increase.
  • Klingman & Associates's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $25.5M.
  • Klingman & Associates fully exited Tortoise North American Pipeline ETF in Q1 2020, selling an estimated $25.3M.
  • Klingman & Associates's ten largest holdings make up 55% of its $490M portfolio in Q1 2020.
  • Klingman & Associates opened 11 new positions and closed 26 in Q1 2020.
  • Klingman & Associates's portfolio value fell 20% quarter-over-quarter to $490M.

Based on Klingman & Associates's 13F filing for Q1 2020, filed 29 Apr 2020.