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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$611M
AUM Growth
+$52.6M
Cap. Flow
+$20.4M
Cap. Flow %
3.34%
Top 10 Hldgs %
65.45%
Holding
138
New
17
Increased
52
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.86M

Top Sells

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$5.67M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.03M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.25M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$846K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$482K

Sector Composition

Rank Sector Weight
1 Technology 2.77%
2 Financials 2.74%
3 Consumer Discretionary 0.79%
4 Healthcare 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
101
AbbVie
ABBV
$455B
$336K 0.06%
3,790
– –
SCHW
102
Charles Schwab
SCHW
$181B
$320K 0.05%
6,718
-194
-3% -$8.55K
J icon
103
Jacobs Solutions
J
$15.7B
$317K 0.05%
4,271
– –
VBK icon
104
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$313K 0.05%
+1,574
New +$299K
MDYV icon
105
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$312K 0.05%
5,700
– –
VOT icon
106
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$303K 0.05%
+1,909
New +$291K
IBML
107
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$302K 0.05%
11,715
-1,700
-13% -$43.9K
BSCL
108
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$301K 0.05%
14,191
– –
MCI
109
Barings Corporate Investors
MCI
$342M
$300K 0.05%
17,800
– –
EMD
110
Western Asset Emerging Markets Debt Fund
EMD
$611M
$280K 0.05%
19,645
– –
RWX icon
111
State Street SPDR Dow Jones International Real Estate ETF
RWX
$273M
$277K 0.05%
7,130
+27
+0.4% +$1.09K
VOE icon
112
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$266K 0.04%
+2,233
New +$257K
BAC icon
113
Bank of America
BAC
$433B
$264K 0.04%
7,499
-159
-2% -$5.14K
CSX icon
114
CSX Corp
CSX
$93B
$262K 0.04%
10,845
– –
QQQ icon
115
Invesco QQQ Trust
QQQ
$450B
$262K 0.04%
1,233
– –
VV icon
116
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
$262K 0.04%
+1,770
New +$250K
VZ icon
117
Verizon
VZ
$193B
$252K 0.04%
4,103
-500
-11% -$30.2K
IVE icon
118
iShares S&P 500 Value ETF
IVE
$49.1B
$251K 0.04%
1,930
– –
WIP icon
119
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$471M
$248K 0.04%
4,500
– –
MDYG icon
120
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.81B
$247K 0.04%
4,335
– –
IBMK
121
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$247K 0.04%
9,459
-1,700
-15% -$44.5K
PXF icon
122
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.91B
$245K 0.04%
5,773
– –
V icon
123
Visa
V
$684B
$242K 0.04%
1,287
+16
+1% +$2.88K
CVX icon
124
Chevron
CVX
$383B
$240K 0.04%
1,990
+29
+1% +$3.42K
XLK icon
125
State Street Technology Select Sector SPDR ETF
XLK
$115B
$237K 0.04%
5,170
– –
2 3 4
5
6

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Klingman & Associates held 138 positions worth $611M, up 9.4% from $559M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $20.4M of net new capital in Q4 2019, opening 17 new positions and adding to 52 existing holdings. Its largest new stake was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Tortoise North American Pipeline ETF, an estimated $5.67M trimmed.

  • Klingman & Associates's largest Q4 2019 buy was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q4 2019 reduction was Tortoise North American Pipeline ETF, cutting an estimated $5.67M.
  • Klingman & Associates fully exited iShares Core S&P Total US Stock Market ETF in Q4 2019, selling an estimated $287K.
  • Klingman & Associates's ten largest holdings make up 65% of its $611M portfolio in Q4 2019.
  • Klingman & Associates opened 17 new positions and closed 3 in Q4 2019.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $611M.

Based on Klingman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.