We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$559M
AUM Growth
+$20.3M
Cap. Flow
+$19.1M
Cap. Flow %
3.43%
Top 10 Hldgs %
65.25%
Holding
124
New
6
Increased
39
Reduced
31
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.17M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.61M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.46M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.19M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$6.71M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$1.97M
3
PJT icon
PJT Partners
PJT
+$1.61M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.12M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$782K

Sector Composition

Rank Sector Weight
1 Financials 2.63%
2 Technology 2.2%
3 Consumer Discretionary 0.81%
4 Healthcare 0.37%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
101
iShares Core S&P Total US Stock Market ETF
ITOT
$93.9B
$287K 0.05%
+4,284
New +$287K
RWX icon
102
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$281K 0.05%
7,103
-371
-5% -$14.4K
VZ icon
103
Verizon
VZ
$194B
$278K 0.05%
4,603
-302
-6% -$17.4K
INTC icon
104
Intel
INTC
$464B
$275K 0.05%
5,344
+27
+0.5% +$1.33K
EMD
105
Western Asset Emerging Markets Debt Fund
EMD
$609M
$273K 0.05%
19,645
-8,000
-29% -$113K
IVOO icon
106
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
$252K 0.05%
3,860
– –
CSX icon
107
CSX Corp
CSX
$93.2B
$250K 0.04%
10,845
– –
WIP icon
108
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$470M
$246K 0.04%
4,500
– –
CVX icon
109
Chevron
CVX
$388B
$233K 0.04%
1,961
– –
MDYG icon
110
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$233K 0.04%
4,335
+400
+10% +$21.6K
PSA icon
111
Public Storage
PSA
$60.2B
$233K 0.04%
+952
New +$239K
QQQ icon
112
Invesco QQQ Trust
QQQ
$451B
$233K 0.04%
1,233
– –
IVE icon
113
iShares S&P 500 Value ETF
IVE
$48.9B
$230K 0.04%
1,930
– –
PXF icon
114
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.88B
$229K 0.04%
5,773
– –
BAC icon
115
Bank of America
BAC
$436B
$223K 0.04%
7,658
-88
-1% -$2.53K
IBMJ
116
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$221K 0.04%
8,571
+300
+4% +$7.75K
V icon
117
Visa
V
$682B
$219K 0.04%
+1,271
New +$226K
DE icon
118
Deere & Co
DE
$161B
$214K 0.04%
1,266
– –
PAYC icon
119
Paycom
PAYC
$7.55B
$209K 0.04%
+1,000
New +$234K
XLK icon
120
State Street Technology Select Sector SPDR ETF
XLK
$114B
$208K 0.04%
5,170
– –
CTAS icon
121
Cintas
CTAS
$82.5B
$200K 0.04%
+2,988
New +$191K
CSCO icon
122
Cisco
CSCO
$454B
– –
-4,262
Closed -$233K
JMST icon
123
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
– –
-15,500
Closed -$782K
INB
124
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-31,300
Closed -$280K
1 2 3 4
5

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Klingman & Associates held 124 positions worth $559M, up 3.8% from $538M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $19.1M of net new capital in Q3 2019, opening 6 new positions and adding to 39 existing holdings. Its largest new stake was Blackstone: 14,065 shares worth $687K.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 2.8% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $6.71M trimmed.

  • Klingman & Associates's largest Q3 2019 buy was Blackstone: 14,065 shares worth $687K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $10.6M increase.
  • Klingman & Associates's biggest Q3 2019 reduction was iShares TIPS Bond ETF, cutting an estimated $6.71M.
  • Klingman & Associates fully exited JPMorgan Ultra-Short Municipal Income ETF in Q3 2019, selling an estimated $782K.
  • Klingman & Associates's ten largest holdings make up 65% of its $559M portfolio in Q3 2019.
  • Klingman & Associates opened 6 new positions and closed 3 in Q3 2019.
  • Klingman & Associates's portfolio value rose 3.8% quarter-over-quarter to $559M.

Based on Klingman & Associates's 13F filing for Q3 2019, filed 22 Oct 2019.