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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.2M
Cap. Flow %
3.16%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.05M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.98M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.18M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.08M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$908K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$390K
3
CHY
Calamos Convertible and High Income Fund
CHY
+$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$282K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$260K

Sector Composition

Rank Sector Weight
1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
101
Intel
INTC
$455B
$279K 0.05%
+5,189
New +$263K
KMX icon
102
CarMax
KMX
$8.13B
$279K 0.05%
3,998
-1,207
-23% -$74.4K
MCI
103
Barings Corporate Investors
MCI
$340M
$275K 0.05%
17,800
– –
CSX icon
104
CSX Corp
CSX
$93.4B
$270K 0.05%
10,845
+570
+6% +$13.2K
MDYV icon
105
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$267K 0.05%
+5,300
New +$263K
INB
106
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$267K 0.05%
31,300
-500
-2% -$4.1K
CVX icon
107
Chevron
CVX
$392B
$266K 0.05%
2,161
– –
J icon
108
Jacobs Solutions
J
$15.9B
$266K 0.05%
4,271
– –
IVOO icon
109
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
$247K 0.05%
3,860
– –
WIP icon
110
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$243K 0.05%
4,500
– –
PXF icon
111
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
$234K 0.05%
5,773
– –
QQQ icon
112
Invesco QQQ Trust
QQQ
$453B
$222K 0.04%
+1,233
New +$209K
IVE icon
113
iShares S&P 500 Value ETF
IVE
$49B
$218K 0.04%
+1,930
New +$212K
IBMJ
114
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$212K 0.04%
+8,271
New +$211K
BAC icon
115
Bank of America
BAC
$435B
$211K 0.04%
+7,658
New +$216K
MDYG icon
116
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$207K 0.04%
+3,935
New +$199K
CSCO icon
117
Cisco
CSCO
$457B
$205K 0.04%
+3,800
New +$185K
DE icon
118
Deere & Co
DE
$160B
$202K 0.04%
+1,266
New +$202K
MHN
119
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$138K 0.03%
10,685
– –
BRW
120
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-19,000
Closed -$171K
CHY
121
Calamos Convertible and High Income Fund
CHY
$1.01B
– –
-32,361
Closed -$304K
EFL
122
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-14,000
Closed -$120K
FIV
123
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-15,000
Closed -$124K
1 2 3 4
5

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SCA
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BAM
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Klingman & Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Klingman & Associates held 123 positions worth $513M, up 16% from $444M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $16.2M of net new capital in Q1 2019, opening 16 new positions and adding to 41 existing holdings. Its largest new stake was Blackstone: 25,095 shares worth $878K.

By sector, the portfolio is most concentrated in Financials at 3.1% of assets, up from 3% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $908K trimmed.

  • Klingman & Associates's largest Q1 2019 buy was Blackstone: 25,095 shares worth $878K.
  • Klingman & Associates added most to iShares MSCI EAFE Min Vol Factor ETF in Q1 2019, an estimated $3.05M increase.
  • Klingman & Associates's biggest Q1 2019 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $908K.
  • Klingman & Associates fully exited Calamos Convertible and High Income Fund in Q1 2019, selling an estimated $304K.
  • Klingman & Associates's ten largest holdings make up 64% of its $513M portfolio in Q1 2019.
  • Klingman & Associates opened 16 new positions and closed 4 in Q1 2019.
  • Klingman & Associates's portfolio value rose 16% quarter-over-quarter to $513M.

Based on Klingman & Associates's 13F filing for Q1 2019, filed 3 May 2019.