KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
+11.9%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.6M
Cap. Flow %
3.24%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$3.14M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$3.01M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.27M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.09M

Top Sells

1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$931K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$402K
3
CHY
Calamos Convertible and High Income Fund
CHY
$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$287K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$267K

Sector Composition

1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INTC icon
101
Intel
INTC
$108B
$279K 0.05%
+5,189
New +$279K
KMX icon
102
CarMax
KMX
$9.15B
$279K 0.05%
3,998
-1,207
-23% -$84.2K
MCI
103
Barings Corporate Investors
MCI
$434M
$275K 0.05%
17,800
– –
CSX icon
104
CSX Corp
CSX
$60.9B
$270K 0.05%
10,845
+570
+6% +$14.2K
MDYV icon
105
SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.48B
$267K 0.05%
+5,300
New +$267K
INB
106
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$267K 0.05%
31,300
-500
-2% -$4.27K
CVX icon
107
Chevron
CVX
$318B
$266K 0.05%
2,161
– –
J icon
108
Jacobs Solutions
J
$17.2B
$266K 0.05%
4,271
– –
IVOO icon
109
Vanguard S&P Mid-Cap 400 ETF
IVOO
$2.81B
$247K 0.05%
3,860
– –
WIP icon
110
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$337M
$243K 0.05%
4,500
– –
PXF icon
111
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.1B
$234K 0.05%
5,773
– –
QQQ icon
112
Invesco QQQ Trust
QQQ
$368B
$222K 0.04%
+1,233
New +$222K
IVE icon
113
iShares S&P 500 Value ETF
IVE
$41.2B
$218K 0.04%
+1,930
New +$218K
IBMJ
114
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$212K 0.04%
+8,271
New +$212K
BAC icon
115
Bank of America
BAC
$375B
$211K 0.04%
+7,658
New +$211K
MDYG icon
116
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.43B
$207K 0.04%
+3,935
New +$207K
CSCO icon
117
Cisco
CSCO
$269B
$205K 0.04%
+3,800
New +$205K
DE icon
118
Deere & Co
DE
$128B
$202K 0.04%
+1,266
New +$202K
MHN icon
119
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$292M
$138K 0.03%
10,685
– –
BRW
120
Saba Capital Income & Opportunities Fund
BRW
$353M
– –
-19,000
Closed -$171K
CHY
121
Calamos Convertible and High Income Fund
CHY
$867M
– –
-32,361
Closed -$304K
EFL
122
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-14,000
Closed -$120K
FIV
123
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-15,000
Closed -$124K
1 2 3 4
5