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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$458M
AUM Growth
+$51.1M
Cap. Flow
+$35.9M
Cap. Flow %
7.84%
Top 10 Hldgs %
64.35%
Holding
117
New
22
Increased
27
Reduced
37
Closed
4

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.9M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$6.25M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$2.99M
5
LHX icon
L3Harris
LHX
+$2.15M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$1.5M
2
CFG icon
Citizens Financial Group
CFG
+$978K
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$596K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$582K
5
GE icon
GE Aerospace
GE
+$538K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Technology 2.86%
3 Consumer Discretionary 0.91%
4 Healthcare 0.88%
5 Communication Services 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIP icon
101
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$259K 0.06%
4,500
-500
-10% -$28.4K
ROST icon
102
Ross Stores
ROST
$76.6B
$244K 0.05%
+3,044
New +$213K
BSCO
103
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$236K 0.05%
11,310
– –
DBEF icon
104
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$225K 0.05%
7,084
-1,745
-20% -$55.4K
MRK icon
105
Merck
MRK
$324B
$224K 0.05%
4,175
– –
PG icon
106
Procter & Gamble
PG
$343B
$224K 0.05%
2,441
-60
-2% -$5.4K
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$3.91T
$223K 0.05%
+4,240
New +$219K
IJK icon
108
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$222K 0.05%
4,120
-176
-4% -$9.28K
FWONK icon
109
Liberty Media Series C
FWONK
$24.3B
$216K 0.05%
+6,548
New +$237K
QQQ icon
110
Invesco QQQ Trust
QQQ
$455B
$212K 0.05%
1,362
-25
-2% -$3.82K
BSCN
111
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$206K 0.05%
9,890
– –
MHN
112
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$197K 0.04%
+14,685
New +$203K
RFI
113
Cohen & Steers Total Return Realty Fund
RFI
$313M
$164K 0.04%
12,830
+1,000
+8% +$12.6K
FLOT icon
114
iShares Floating Rate Bond ETF
FLOT
$10.1B
– –
-4,421
Closed -$225K
GE icon
115
GE Aerospace
GE
$367B
– –
-4,639
Closed -$538K
MUB icon
116
iShares National Muni Bond ETF
MUB
$45.1B
– –
-2,097
Closed -$232K
VV icon
117
Vanguard Large-Cap ETF
VV
$51.9B
– –
-2,852
Closed -$329K
1 2 3 4
5

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Klingman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Klingman & Associates held 117 positions worth $458M, up 13% from $406M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $35.9M of net new capital in Q4 2017, opening 22 new positions and adding to 27 existing holdings. Its largest new stake was L3Harris: 15,367 shares worth $2.18M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $1.5M trimmed.

  • Klingman & Associates's largest Q4 2017 buy was L3Harris: 15,367 shares worth $2.18M.
  • Klingman & Associates added most to Apple in Q4 2017, an estimated $10.9M increase.
  • Klingman & Associates's biggest Q4 2017 reduction was Johnson & Johnson, cutting an estimated $1.5M.
  • Klingman & Associates fully exited GE Aerospace in Q4 2017, selling an estimated $538K.
  • Klingman & Associates's ten largest holdings make up 64% of its $458M portfolio in Q4 2017.
  • Klingman & Associates opened 22 new positions and closed 4 in Q4 2017.
  • Klingman & Associates's portfolio value rose 13% quarter-over-quarter to $458M.

Based on Klingman & Associates's 13F filing for Q4 2017, filed 2 Feb 2018.