KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.72%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$332M
AUM Growth
+$332M
Cap. Flow
+$14.9M
Cap. Flow %
4.48%
Top 10 Hldgs %
63.36%
Holding
409
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
$1.49M
5
TIP icon
iShares TIPS Bond ETF
TIP
$1.4M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$1.82M
2
RY icon
Royal Bank of Canada
RY
$743K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
$498K
4
IDV icon
iShares International Select Dividend ETF
IDV
$335K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$311K

Sector Composition

1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BSCL
101
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$180K 0.05%
8,350
– –
HYG icon
102
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$177K 0.05%
2,031
-55
-3% -$4.79K
EEFT icon
103
Euronet Worldwide
EEFT
$3.72B
$164K 0.05%
2,000
– –
SCD
104
LMP Capital and Income Fund
SCD
$271M
$158K 0.05%
11,600
– –
BUD icon
105
AB InBev
BUD
$116B
$156K 0.05%
1,187
– –
QAI icon
106
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$700M
$156K 0.05%
5,340
-870
-14% -$25.4K
QQQ icon
107
Invesco QQQ Trust
QQQ
$364B
$156K 0.05%
1,314
– –
JNK icon
108
SPDR Bloomberg High Yield Bond ETF
JNK
$8.07B
$150K 0.05%
4,087
-681
-14% -$25K
IBM icon
109
IBM
IBM
$227B
$148K 0.04%
932
+132
+17% +$20.9K
CVS icon
110
CVS Health
CVS
$93B
$145K 0.04%
1,625
+350
+27% +$31.2K
RFI
111
Cohen & Steers Total Return Realty Fund
RFI
$318M
$144K 0.04%
10,930
– –
JMF
112
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– -$144K
GOOG icon
113
Alphabet (Google) Class C
GOOG
$2.79T
$143K 0.04%
184
+41
+29% +$31.9K
BHK icon
114
BlackRock Core Bond Trust
BHK
$694M
– –
0
– -$140K
IJT icon
115
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.21B
$135K 0.04%
983
– –
WMT icon
116
Walmart
WMT
$793B
$135K 0.04%
1,870
– –
QCOM icon
117
Qualcomm
QCOM
$170B
$134K 0.04%
1,958
– –
RTR
118
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$132K 0.04%
4,070
-3,664
-47% -$119K
EMD
119
DELISTED
Western Asset Emerging Markets
EMD
$131K 0.04%
11,346
– –
ADI icon
120
Analog Devices
ADI
$120B
$130K 0.04%
2,010
– –
CSCO icon
121
Cisco
CSCO
$268B
$128K 0.04%
4,040
– –
CL icon
122
Colgate-Palmolive
CL
$67.7B
$124K 0.04%
1,670
-341
-17% -$25.3K
DLS icon
123
WisdomTree International SmallCap Dividend Fund
DLS
$1.02B
$123K 0.04%
2,000
– –
STPZ icon
124
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$437M
$119K 0.04%
2,250
– –
MDT icon
125
Medtronic
MDT
$118B
$118K 0.04%
1,362
– –
3 4
5
6 7