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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+5.56%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$309M
AUM Growth
+$30.1M
Cap. Flow
+$15.6M
Cap. Flow %
5.06%
Top 10 Hldgs %
63.46%
Holding
407
New
11
Increased
29
Reduced
46
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.65M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.03M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.63M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$2.2M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.61M

Top Sells

Rank Stock Value
1
ENH
Endurance Specialty Holdings Ltd
ENH
+$2.64M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.73M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$379K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$188K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QAI icon
101
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$181K 0.06%
6,210
+870
+16% +$25.2K
BSCL
102
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$180K 0.06%
8,350
+7,350
+735% +$156K
HYG icon
103
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$177K 0.06%
2,086
-278
-12% -$23.1K
IJK icon
104
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$174K 0.06%
4,120
– –
JNK icon
105
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$170K 0.06%
1,589
-472
-23% -$49.5K
BUD icon
106
AB InBev
BUD
$158B
$156K 0.05%
1,187
– –
RFI
107
Cohen & Steers Total Return Realty Fund
RFI
$313M
$153K 0.05%
10,930
– –
COST icon
108
Costco
COST
$415B
$152K 0.05%
968
– –
SCD
109
LMP Capital and Income Fund
SCD
$353M
$152K 0.05%
11,600
– –
CL icon
110
Colgate-Palmolive
CL
$72.6B
$147K 0.05%
2,011
– –
JMF
111
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
BMY icon
112
Bristol-Myers Squibb
BMY
$127B
$142K 0.05%
1,933
– –
PGX icon
113
Invesco Preferred ETF
PGX
$3.84B
$142K 0.05%
9,293
+48
+0.5% +$721
QQQ icon
114
Invesco QQQ Trust
QQQ
$455B
$141K 0.05%
1,314
– –
BHK icon
115
BlackRock Core Bond Trust
BHK
$642M
– –
0
– –
EEFT icon
116
Euronet Worldwide
EEFT
$3.02B
$138K 0.04%
2,000
– –
WMT icon
117
Walmart Inc
WMT
$871B
$137K 0.04%
5,610
– –
IJT icon
118
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$126K 0.04%
1,966
– –
EMD
119
DELISTED
Western Asset Emerging Markets
EMD
$123K 0.04%
11,346
– –
CVS icon
120
CVS Health
CVS
$137B
$122K 0.04%
1,275
– –
IBM icon
121
IBM
IBM
$202B
$121K 0.04%
837
– –
TPR icon
122
Tapestry
TPR
$28.8B
$121K 0.04%
2,970
– –
STPZ icon
123
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$119K 0.04%
2,250
– –
MDT icon
124
Medtronic
MDT
$107B
$118K 0.04%
1,362
– –
CSCO icon
125
Cisco
CSCO
$450B
$116K 0.04%
4,040
– –
3 4
5
6 7

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CL
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IHAM
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NSCM
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DDPIC
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ACG
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NSUP
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ACM
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TP
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Klingman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Klingman & Associates held 407 positions worth $309M, up 11% from $279M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $15.6M of net new capital in Q2 2016, opening 11 new positions and adding to 29 existing holdings. Its largest new stake was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.73M trimmed.

  • Klingman & Associates's largest Q2 2016 buy was Invesco BulletShares 2022 Corporate Bond ETF: 8,460 shares worth $182K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2016, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q2 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.73M.
  • Klingman & Associates fully exited Endurance Specialty Holdings Ltd in Q2 2016, selling an estimated $2.64M.
  • Klingman & Associates's ten largest holdings make up 63% of its $309M portfolio in Q2 2016.
  • Klingman & Associates opened 11 new positions and closed 17 in Q2 2016.
  • Klingman & Associates's portfolio value rose 11% quarter-over-quarter to $309M.

Based on Klingman & Associates's 13F filing for Q2 2016, filed 4 Aug 2016.