KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+5.56%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$309M
AUM Growth
+$309M
Cap. Flow
+$16.1M
Cap. Flow %
5.21%
Top 10 Hldgs %
63.46%
Holding
407
New
13
Increased
29
Reduced
46
Closed
17

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$7.72M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$5.12M
3
TIP icon
iShares TIPS Bond ETF
TIP
$3.68M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.39M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.64M

Top Sells

1
ENH
Endurance Specialty Holdings Ltd
ENH
$2.64M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.74M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.08M
4
SDY icon
SPDR S&P Dividend ETF
SDY
$392K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$199K

Sector Composition

1 Financials 3.33%
2 Healthcare 0.82%
3 Consumer Staples 0.77%
4 Energy 0.7%
5 Industrials 0.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QAI icon
101
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$700M
$181K 0.06%
6,210
+870
+16% +$25.4K
BSCL
102
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$180K 0.06%
8,350
+7,350
+735% +$158K
HYG icon
103
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$177K 0.06%
2,086
-278
-12% -$23.6K
IJK icon
104
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.07B
$174K 0.06%
1,030
– –
JNK icon
105
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$170K 0.06%
4,768
-1,414
-23% -$50.4K
BUD icon
106
AB InBev
BUD
$122B
$156K 0.05%
1,187
– –
RFI
107
Cohen & Steers Total Return Realty Fund
RFI
$323M
$153K 0.05%
10,930
– –
COST icon
108
Costco
COST
$418B
$152K 0.05%
968
– –
SCD
109
LMP Capital and Income Fund
SCD
$273M
$152K 0.05%
11,600
– –
CL icon
110
Colgate-Palmolive
CL
$67.9B
$147K 0.05%
2,011
– –
JMF
111
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
BMY icon
112
Bristol-Myers Squibb
BMY
$96B
$142K 0.05%
1,933
– –
PGX icon
113
Invesco Preferred ETF
PGX
$3.85B
$142K 0.05%
9,293
+48
+0.5% +$733
QQQ icon
114
Invesco QQQ Trust
QQQ
$364B
$141K 0.05%
1,314
– –
BHK icon
115
BlackRock Core Bond Trust
BHK
$700M
– –
0
– –
EEFT icon
116
Euronet Worldwide
EEFT
$3.82B
$138K 0.04%
2,000
– –
WMT icon
117
Walmart
WMT
$774B
$137K 0.04%
1,870
– –
IJT icon
118
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.27B
$126K 0.04%
983
– –
EMD
119
DELISTED
Western Asset Emerging Markets
EMD
$123K 0.04%
11,346
– –
CVS icon
120
CVS Health
CVS
$92.8B
$122K 0.04%
1,275
– –
IBM icon
121
IBM
IBM
$227B
$121K 0.04%
800
– –
TPR icon
122
Tapestry
TPR
$21.2B
$121K 0.04%
2,970
– –
STPZ icon
123
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$440M
$119K 0.04%
2,250
– –
MDT icon
124
Medtronic
MDT
$119B
$118K 0.04%
1,362
– –
CSCO icon
125
Cisco
CSCO
$274B
$116K 0.04%
4,040
– –
3 4
5
6 7