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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
101
SLB Ltd
SLB
$72.7B
$229K 0.09%
3,277
– –
WRK
102
DELISTED
WestRock Company
WRK
$228K 0.09%
5,550
– –
BAC icon
103
Bank of America
BAC
$429B
$224K 0.08%
13,282
+8,247
+164% +$139K
WES
104
DELISTED
Western Gas Partners Lp
WES
$214K 0.08%
4,500
– –
FLOT icon
105
iShares Floating Rate Bond ETF
FLOT
$10.2B
$212K 0.08%
4,200
+200
+5% +$10.1K
PM icon
106
Philip Morris
PM
$309B
$212K 0.08%
2,416
– –
MO icon
107
Altria Group
MO
$125B
$210K 0.08%
3,614
-199
-5% -$11.5K
JNK icon
108
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$209K 0.08%
2,057
-848
-29% -$90K
VNQI icon
109
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$204K 0.08%
4,000
– –
VZ icon
110
Verizon
VZ
$197B
$203K 0.08%
4,387
-41
-0.9% -$1.86K
CVX icon
111
Chevron
CVX
$382B
$199K 0.07%
2,207
-38
-2% -$3.43K
BIV icon
112
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$197K 0.07%
2,377
– –
WWAV
113
DELISTED
The WhiteWave Foods Company
WWAV
$195K 0.07%
+5,000
New +$202K
HYG icon
114
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$190K 0.07%
2,364
-559
-19% -$46.5K
IJJ icon
115
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$190K 0.07%
3,234
– –
MPLX icon
116
MPLX
MPLX
$58.6B
$189K 0.07%
+4,796
New +$181K
MCI
117
Barings Corporate Investors
MCI
$345M
$185K 0.07%
+10,703
New +$182K
URI icon
118
United Rentals
URI
$65.7B
$181K 0.07%
2,500
– –
HSY icon
119
Hershey
HSY
$37.3B
$179K 0.07%
2,000
– –
ADP icon
120
Automatic Data Processing
ADP
$109B
$177K 0.07%
2,092
– –
ETP
121
DELISTED
Energy Transfer Partners, L.P.
ETP
$170K 0.06%
6,600
– –
IJK icon
122
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$166K 0.06%
4,120
– –
AMGN icon
123
Amgen
AMGN
$209B
$162K 0.06%
+1,000
New +$157K
PAA icon
124
Plains All American Pipeline
PAA
$17.6B
$162K 0.06%
7,000
– –
IEMG icon
125
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$158K 0.06%
3,999
-15,487
-79% -$645K
3 4
5
6 7

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HFM
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SCA
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.