KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+2.73%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$267M
AUM Growth
+$267M
Cap. Flow
+$18.3M
Cap. Flow %
6.85%
Top 10 Hldgs %
57.96%
Holding
457
New
72
Increased
42
Reduced
51
Closed
49

Top Buys

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11.4M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M
3
PJT icon
PJT Partners
PJT
$4.53M
4
TIP icon
iShares TIPS Bond ETF
TIP
$3.73M
5
CFG icon
Citizens Financial Group
CFG
$2.1M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.75M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$2.98M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.54M
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$1.41M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
$1.31M

Sector Composition

1 Financials 5.75%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SLB icon
101
Schlumberger
SLB
$55B
$229K 0.09%
3,277
– –
WRK
102
DELISTED
WestRock Company
WRK
$228K 0.09%
5,000
– –
BAC icon
103
Bank of America
BAC
$376B
$224K 0.08%
13,282
+8,247
+164% +$139K
WES
104
DELISTED
Western Gas Partners Lp
WES
$214K 0.08%
4,500
– –
FLOT icon
105
iShares Floating Rate Bond ETF
FLOT
$9.15B
$212K 0.08%
4,200
+200
+5% +$10.1K
PM icon
106
Philip Morris
PM
$260B
$212K 0.08%
2,416
– –
MO icon
107
Altria Group
MO
$113B
$210K 0.08%
3,614
-199
-5% -$11.6K
JNK icon
108
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$209K 0.08%
6,171
-2,545
-29% -$86.2K
VNQI icon
109
Vanguard Global ex-US Real Estate ETF
VNQI
$3.55B
$204K 0.08%
4,000
– –
VZ icon
110
Verizon
VZ
$186B
$203K 0.08%
4,387
-41
-0.9% -$1.9K
CVX icon
111
Chevron
CVX
$324B
$199K 0.07%
2,207
-38
-2% -$3.43K
BIV icon
112
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
$197K 0.07%
2,377
– –
WWAV
113
DELISTED
The WhiteWave Foods Company
WWAV
$195K 0.07%
+5,000
New +$195K
HYG icon
114
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$190K 0.07%
2,364
-559
-19% -$44.9K
IJJ icon
115
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.05B
$190K 0.07%
1,617
– –
MPLX icon
116
MPLX
MPLX
$51.8B
$189K 0.07%
+4,796
New +$189K
MCI
117
Barings Corporate Investors
MCI
$443M
$185K 0.07%
+10,703
New +$185K
URI icon
118
United Rentals
URI
$61.5B
$181K 0.07%
2,500
– –
HSY icon
119
Hershey
HSY
$37.3B
$179K 0.07%
2,000
– –
ADP icon
120
Automatic Data Processing
ADP
$123B
$177K 0.07%
2,092
– –
ETP
121
DELISTED
Energy Transfer Partners, L.P.
ETP
$170K 0.06%
6,600
– –
IJK icon
122
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.07B
$166K 0.06%
1,030
– –
AMGN icon
123
Amgen
AMGN
$155B
$162K 0.06%
+1,000
New +$162K
PAA icon
124
Plains All American Pipeline
PAA
$12.7B
$162K 0.06%
7,000
– –
IEMG icon
125
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$158K 0.06%
3,999
-15,487
-79% -$612K
3 4
5
6 7