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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-9.61%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$15.2M
Cap. Flow %
5.97%
Top 10 Hldgs %
58.86%
Holding
476
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$4.87M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.37M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.28M

Top Sells

Rank Stock Value
1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.09M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
+$1.81M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.24M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$726K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$664K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
101
Blackstone
BX
$104B
$220K 0.09%
+7,102
New +$257K
VNO icon
102
Vornado Realty Trust
VNO
$7.65B
$217K 0.09%
+2,969
New +$224K
PAA icon
103
Plains All American Pipeline
PAA
$17.6B
$212K 0.08%
+7,000
New +$256K
VGK icon
104
Vanguard FTSE Europe ETF
VGK
$30.1B
$212K 0.08%
4,316
– –
WES
105
DELISTED
Western Gas Partners Lp
WES
$210K 0.08%
4,500
+4,250
+1,700% +$240K
MO icon
106
Altria Group
MO
$125B
$207K 0.08%
3,813
+199
+6% +$10.7K
VNQI icon
107
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$203K 0.08%
4,000
– –
BIV icon
108
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$201K 0.08%
2,377
-235
-9% -$19.8K
FLOT icon
109
iShares Floating Rate Bond ETF
FLOT
$10.2B
$201K 0.08%
4,000
– –
OXY icon
110
Occidental Petroleum
OXY
$55.7B
$198K 0.08%
+3,005
New +$210K
VZ icon
111
Verizon
VZ
$197B
$192K 0.08%
4,428
-164
-4% -$7.57K
PM icon
112
Philip Morris
PM
$309B
$191K 0.07%
2,416
-256
-10% -$21.1K
VRP icon
113
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$191K 0.07%
7,900
+6,300
+394% +$154K
ETP
114
DELISTED
Energy Transfer Partners, L.P.
ETP
$189K 0.07%
+6,600
New +$224K
MWE
115
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$188K 0.07%
+4,400
New +$251K
IJJ icon
116
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$186K 0.07%
3,234
– –
NGLS
117
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$186K 0.07%
6,433
+6,200
+2,661% +$209K
HSY icon
118
Hershey
HSY
$37.3B
$183K 0.07%
2,000
-118
-6% -$10.8K
ABBV icon
119
AbbVie
ABBV
$465B
$181K 0.07%
3,334
-184
-5% -$12K
GLNG icon
120
Golar LNG
GLNG
$4.82B
$181K 0.07%
+6,500
New +$252K
CVX icon
121
Chevron
CVX
$382B
$177K 0.07%
2,245
– –
MCI
122
Barings Corporate Investors
MCI
$345M
– –
-10,703
Closed -$173K
ADP icon
123
Automatic Data Processing
ADP
$109B
$168K 0.07%
2,092
– –
CL icon
124
Colgate-Palmolive
CL
$74.8B
$165K 0.06%
2,611
-200
-7% -$13.1K
CSX icon
125
CSX Corp
CSX
$94B
$161K 0.06%
+18,000
New +$177K
3 4
5
6 7

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Klingman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Klingman & Associates held 476 positions worth $255M, up 0.32% from $254M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $15.2M of net new capital in Q3 2015, opening 60 new positions and adding to 53 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, up from 3.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $290K trimmed.

  • Klingman & Associates's largest Q3 2015 buy was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $2.56M increase.
  • Klingman & Associates's biggest Q3 2015 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $290K.
  • Klingman & Associates fully exited ClearBridge MLP and Midstream Fund Inc. in Q3 2015, selling an estimated $5.09M.
  • Klingman & Associates's ten largest holdings make up 59% of its $255M portfolio in Q3 2015.
  • Klingman & Associates opened 60 new positions and closed 89 in Q3 2015.
  • Klingman & Associates's portfolio value rose 0.32% quarter-over-quarter to $255M.

Based on Klingman & Associates's 13F filing for Q3 2015, filed 9 Feb 2016.