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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.24B
AUM Growth
-$2.18M
Cap. Flow
+$92.4M
Cap. Flow %
7.47%
Top 10 Hldgs %
50.38%
Holding
231
New
17
Increased
89
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.8M
4
JLL icon
Jones Lang LaSalle
JLL
+$8.04M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.62M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.31M
2
DVY icon
iShares Select Dividend ETF
DVY
+$1.95M
3
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$1.52M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.12M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 6.46%
2 Financials 4.28%
3 Consumer Discretionary 1.39%
4 Healthcare 0.82%
5 Real Estate 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
76
Procter & Gamble
PG
$342B
$1.31M 0.11%
9,004
-99
-1% -$15.1K
VGSH icon
77
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$1.26M 0.1%
21,872
+2,955
+16% +$170K
IVOO icon
78
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.79B
$1.26M 0.1%
14,898
+1
+0% +$89
META icon
79
Meta Platforms (Facebook)
META
$1.5T
$1.24M 0.1%
4,129
+491
+13% +$148K
ABBV icon
80
AbbVie
ABBV
$435B
$1.23M 0.1%
8,240
+47
+0.6% +$6.9K
RWK icon
81
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.22M 0.1%
12,954
-740
-5% -$71.9K
ORCL icon
82
Oracle
ORCL
$416B
$1.19M 0.1%
11,199
-1,019
-8% -$118K
SCHF icon
83
Schwab International Equity ETF
SCHF
$68.2B
$1.13M 0.09%
66,720
-400
-0.6% -$7.07K
ADP icon
84
Automatic Data Processing
ADP
$107B
$1.08M 0.09%
4,476
– –
VIG icon
85
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.07M 0.09%
6,913
-196
-3% -$31.8K
RWJ icon
86
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$1.06M 0.09%
29,108
-991
-3% -$38.1K
TJX icon
87
TJX Companies
TJX
$177B
$1.03M 0.08%
11,551
-32
-0.3% -$2.82K
VYM icon
88
Vanguard High Dividend Yield ETF
VYM
$82.5B
$1.01M 0.08%
9,748
+134
+1% +$14.4K
VBR icon
89
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$976K 0.08%
6,122
+274
+5% +$45.8K
NVDA icon
90
NVIDIA
NVDA
$5.31T
$959K 0.08%
22,050
+6,550
+42% +$293K
GE icon
91
GE Aerospace
GE
$396B
$958K 0.08%
10,864
-1
-0% -$90
VIOO icon
92
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
$956K 0.08%
10,934
– –
TSLA icon
93
Tesla
TSLA
$1.27T
$931K 0.08%
3,719
+1,192
+47% +$306K
QQQ icon
94
Invesco QQQ Trust
QQQ
$480B
$921K 0.07%
2,571
-128
-5% -$47.5K
RJF icon
95
Raymond James Financial
RJF
$34.7B
$909K 0.07%
+9,055
New +$958K
V icon
96
Visa
V
$688B
$885K 0.07%
3,848
+1,011
+36% +$243K
VUG icon
97
Vanguard Morningstar Growth ETF
VUG
$230B
$880K 0.07%
19,386
+960
+5% +$45.3K
UBSI icon
98
United Bankshares
UBSI
$6.72B
$854K 0.07%
30,944
+348
+1% +$10.5K
GBDC icon
99
Golub Capital BDC
GBDC
$3.34B
$818K 0.07%
55,750
– –
NEE icon
100
NextEra Energy
NEE
$179B
$805K 0.07%
14,047
-578
-4% -$40K
2 3
4
5 6

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Klingman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Klingman & Associates held 231 positions worth $1.24B, down 0.18% from $1.24B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates deployed $92.4M of net new capital in Q3 2023, opening 17 new positions and adding to 89 existing holdings. Its largest new stake was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Municipal Income ETF, an estimated $5.31M trimmed.

  • Klingman & Associates's largest Q3 2023 buy was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.
  • Klingman & Associates added most to Vanguard FTSE Emerging Markets ETF in Q3 2023, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q3 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $5.31M.
  • Klingman & Associates fully exited Blackrock in Q3 2023, selling an estimated $270K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.24B portfolio in Q3 2023.
  • Klingman & Associates opened 17 new positions and closed 12 in Q3 2023.
  • Klingman & Associates's portfolio value fell 0.18% quarter-over-quarter to $1.24B.

Based on Klingman & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.