We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.16B
AUM Growth
+$21.1M
Cap. Flow
-$29.7M
Cap. Flow %
-2.56%
Top 10 Hldgs %
50.04%
Holding
209
New
6
Increased
64
Reduced
85
Closed
10

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.41M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.22M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.13M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.54M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$1.28M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$20.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.8M
3
PJT icon
PJT Partners
PJT
+$6.09M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$780K

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 4.06%
3 Consumer Discretionary 1.33%
4 Healthcare 0.81%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWK icon
76
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$1.17M 0.1%
12,954
– –
VGSH icon
77
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$1.11M 0.1%
+18,917
New +$1.1M
NEE icon
78
NextEra Energy
NEE
$176B
$1.09M 0.09%
14,120
-26
-0.2% -$2K
RWJ icon
79
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$1.09M 0.09%
29,109
– –
VYM icon
80
Vanguard High Dividend Yield ETF
VYM
$82.3B
$1.01M 0.09%
9,614
+760
+9% +$81.7K
ADP icon
81
Automatic Data Processing
ADP
$109B
$989K 0.09%
4,442
-12
-0.3% -$2.71K
VIOO icon
82
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
$971K 0.08%
10,934
– –
VIG icon
83
Vanguard Dividend Appreciation ETF
VIG
$114B
$946K 0.08%
6,140
+479
+8% +$73.4K
VBR icon
84
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$936K 0.08%
5,897
-607
-9% -$100K
TJX icon
85
TJX Companies
TJX
$179B
$894K 0.08%
11,404
-349
-3% -$27.5K
HSY icon
86
Hershey
HSY
$36.8B
$885K 0.08%
3,479
+1,205
+53% +$283K
IBMQ icon
87
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$859K 0.07%
33,538
+7,528
+29% +$191K
VRP icon
88
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$832K 0.07%
37,567
– –
ABT icon
89
Abbott
ABT
$187B
$828K 0.07%
8,176
-127
-2% -$13.4K
GE icon
90
GE Aerospace
GE
$389B
$822K 0.07%
10,768
-3,366
-24% -$225K
LMT icon
91
Lockheed Martin
LMT
$135B
$805K 0.07%
1,702
+4
+0.2% +$1.88K
PEP icon
92
PepsiCo
PEP
$189B
$804K 0.07%
4,412
-22
-0.5% -$3.85K
COMP icon
93
Compass
COMP
$9.4B
$798K 0.07%
247,009
-143,887
-37% -$493K
VUG icon
94
Vanguard Morningstar Growth ETF
VUG
$229B
$792K 0.07%
19,056
+2,742
+17% +$107K
PDN icon
95
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$792K 0.07%
25,543
– –
META icon
96
Meta Platforms (Facebook)
META
$1.5T
$754K 0.06%
3,557
-160
-4% -$27.2K
ROST icon
97
Ross Stores
ROST
$81.6B
$738K 0.06%
6,954
-141
-2% -$15.8K
UBSI icon
98
United Bankshares
UBSI
$6.65B
$725K 0.06%
20,596
– –
TIP icon
99
iShares TIPS Bond ETF
TIP
$14.5B
$724K 0.06%
6,564
-2,350
-26% -$254K
GBDC icon
100
Golub Capital BDC
GBDC
$3.39B
$723K 0.06%
53,300
+3,300
+7% +$44.5K
2 3
4
5 6

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BJL
Brighton Jones LLC Seattle, Washington $2.37B AUM 16.36% 1-Year Est. Return
FBIL
First Beijing Investment Ltd Hong Kong $2.32B AUM 8.06% 1-Year Est. Return

Klingman & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Klingman & Associates held 209 positions worth $1.16B, up 1.8% from $1.14B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates's Q1 2023 filing shows 6 new, 64 increased, 85 reduced and 10 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M. The largest sale was JPMorgan Ultra-Short Municipal Income ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $5.41M increase.
  • Klingman & Associates's biggest Q1 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $20.4M.
  • Klingman & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2023, selling an estimated $530K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.16B portfolio in Q1 2023.
  • Klingman & Associates opened 6 new positions and closed 10 in Q1 2023.
  • Klingman & Associates's portfolio value rose 1.8% quarter-over-quarter to $1.16B.

Based on Klingman & Associates's 13F filing for Q1 2023, filed 3 May 2023.