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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.07B
AUM Growth
+$27.8M
Cap. Flow
+$19M
Cap. Flow %
1.78%
Top 10 Hldgs %
56.2%
Holding
176
New
13
Increased
61
Reduced
56
Closed
3

Top Buys

Rank Stock Value
1
COMP icon
Compass
COMP
+$11.4M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$6.25M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.88M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.64M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.03M

Top Sells

Rank Stock Value
1
DDOG icon
Datadog
DDOG
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$826K
3
CROX icon
Crocs
CROX
+$649K
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$632K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$610K

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Financials 5.17%
3 Consumer Discretionary 1.59%
4 Real Estate 1.12%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
76
GE Aerospace
GE
$391B
$858K 0.08%
13,370
-144
-1% -$9.26K
DIS icon
77
Walt Disney
DIS
$170B
$851K 0.08%
5,032
+72
+1% +$12.8K
TJX icon
78
TJX Companies
TJX
$174B
$813K 0.08%
12,329
+31
+0.3% +$2.16K
PG icon
79
Procter & Gamble
PG
$345B
$806K 0.08%
5,763
-201
-3% -$28.5K
VUG icon
80
Vanguard Morningstar Growth ETF
VUG
$230B
$803K 0.08%
16,602
+5,910
+55% +$294K
QQQ icon
81
Invesco QQQ Trust
QQQ
$485B
$802K 0.07%
2,241
-8
-0.4% -$2.95K
IWR icon
82
iShares Russell Mid-Cap ETF
IWR
$57.3B
$760K 0.07%
9,715
-16
-0.2% -$1.28K
ROST icon
83
Ross Stores
ROST
$80.5B
$756K 0.07%
6,948
+4
+0.1% +$479
DFUS
84
Dimensional US Equity ETF
DFUS
$21.6B
$708K 0.07%
15,010
– –
VIG icon
85
Vanguard Dividend Appreciation ETF
VIG
$114B
$693K 0.06%
4,510
+4
+0.1% +$637
AVUV icon
86
Avantis US Small Cap Value ETF
AVUV
$31.3B
$686K 0.06%
9,072
+10
+0.1% +$741
PEP icon
87
PepsiCo
PEP
$190B
$682K 0.06%
4,536
-198
-4% -$30.6K
ABT icon
88
Abbott
ABT
$182B
$679K 0.06%
5,748
+1,571
+38% +$193K
VXF icon
89
Vanguard Extended Market ETF
VXF
$31.5B
$629K 0.06%
3,450
– –
RY icon
90
Royal Bank of Canada
RY
$290B
$567K 0.05%
5,710
+10
+0.2% +$1.02K
NTCO
91
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$567K 0.05%
34,073
– –
IWD icon
92
iShares Russell 1000 Value ETF
IWD
$83.4B
$566K 0.05%
3,616
– –
ABBV icon
93
AbbVie
ABBV
$431B
$541K 0.05%
5,011
+57
+1% +$6.51K
IWF icon
94
iShares Russell 1000 Growth ETF
IWF
$127B
$539K 0.05%
7,872
-32
-0.4% -$2.26K
HON icon
95
Honeywell
HON
$78.9B
$532K 0.05%
2,661
-318
-11% -$67.8K
COST icon
96
Costco
COST
$420B
$525K 0.05%
1,168
-35
-3% -$15.4K
INTC icon
97
Intel
INTC
$509B
$512K 0.05%
9,617
-480
-5% -$26K
ORLY icon
98
O'Reilly Automotive
ORLY
$74.9B
$508K 0.05%
12,465
– –
NFLX icon
99
Netflix
NFLX
$306B
$487K 0.05%
7,980
+230
+3% +$12.7K
WTPI
100
WisdomTree Equity Premium Income Fund
WTPI
$503M
$478K 0.04%
14,685
– –
2 3
4
5 6

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Klingman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Klingman & Associates held 176 positions worth $1.07B, up 2.7% from $1.04B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Klingman & Associates's Q3 2021 filing shows 13 new, 61 increased, 56 reduced and 3 closed positions. Its largest new stake was Compass: 796,800 shares worth $10.6M. The largest sale was Datadog, an estimated $15M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2021 buy was Compass: 796,800 shares worth $10.6M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Municipal Income ETF in Q3 2021, an estimated $6.25M increase.
  • Klingman & Associates's biggest Q3 2021 reduction was Datadog, cutting an estimated $15M.
  • Klingman & Associates fully exited ProShares S&P 500 Dividend Aristocrats ETF in Q3 2021, selling an estimated $217K.
  • Klingman & Associates's ten largest holdings make up 56% of its $1.07B portfolio in Q3 2021.
  • Klingman & Associates opened 13 new positions and closed 3 in Q3 2021.
  • Klingman & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.07B.

Based on Klingman & Associates's 13F filing for Q3 2021, filed 1 Nov 2021.