We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$866M
AUM Growth
+$123M
Cap. Flow
+$36.3M
Cap. Flow %
4.19%
Top 10 Hldgs %
58.77%
Holding
154
New
16
Increased
59
Reduced
39
Closed
1

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$7.65M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.69M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.3M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.13M
2
DDOG icon
Datadog
DDOG
+$2.99M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$862K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$527K
5
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$278K

Sector Composition

Rank Sector Weight
1 Technology 6.58%
2 Financials 2.68%
3 Consumer Discretionary 1.62%
4 Healthcare 0.64%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
76
Invesco QQQ Trust
QQQ
$479B
$703K 0.08%
2,241
– –
XOM icon
77
ExxonMobil
XOM
$642B
$687K 0.08%
16,677
+49
+0.3% +$1.84K
SCHF icon
78
Schwab International Equity ETF
SCHF
$68B
$683K 0.08%
37,920
+6,804
+22% +$115K
NTCO
79
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$680K 0.08%
34,000
– –
IWR icon
80
iShares Russell Mid-Cap ETF
IWR
$56.7B
$662K 0.08%
9,663
+187
+2% +$11.9K
VIG icon
81
Vanguard Dividend Appreciation ETF
VIG
$114B
$600K 0.07%
4,247
-362
-8% -$49.1K
HON icon
82
Honeywell
HON
$76.3B
$596K 0.07%
2,972
+157
+6% +$28.5K
ITOT icon
83
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$594K 0.07%
6,894
+4,191
+155% +$339K
META icon
84
Meta Platforms (Facebook)
META
$1.5T
$582K 0.07%
2,130
+12
+0.6% +$3.29K
VXF icon
85
Vanguard Extended Market ETF
VXF
$31.2B
$568K 0.07%
3,450
– –
ABBV icon
86
AbbVie
ABBV
$431B
$517K 0.06%
4,827
– –
AVUV icon
87
Avantis US Small Cap Value ETF
AVUV
$30.7B
$513K 0.06%
9,020
– –
VUG icon
88
Vanguard Morningstar Growth ETF
VUG
$229B
$501K 0.06%
11,856
-438
-4% -$17.5K
ARKK icon
89
ARK Innovation ETF
ARKK
$6.01B
$498K 0.06%
+4,000
New +$434K
INTC icon
90
Intel
INTC
$503B
$474K 0.05%
9,512
+94
+1% +$4.59K
MRK icon
91
Merck
MRK
$317B
$473K 0.05%
6,066
+855
+16% +$65.4K
RY icon
92
Royal Bank of Canada
RY
$294B
$468K 0.05%
5,700
– –
BSV icon
93
Vanguard Short-Term Bond ETF
BSV
$44.6B
$465K 0.05%
5,611
+1
+0% +$83
IWD icon
94
iShares Russell 1000 Value ETF
IWD
$83.2B
$464K 0.05%
+3,393
New +$435K
SCHG icon
95
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$462K 0.05%
28,808
– –
PPG icon
96
PPG Industries
PPG
$26B
$456K 0.05%
3,163
+48
+2% +$6.68K
ABT icon
97
Abbott
ABT
$187B
$454K 0.05%
4,142
+216
+6% +$23.5K
IWF icon
98
iShares Russell 1000 Growth ETF
IWF
$127B
$445K 0.05%
7,384
+2,424
+49% +$138K
DEM icon
99
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$438K 0.05%
10,650
-100
-0.9% -$3.83K
HSY icon
100
Hershey
HSY
$36.8B
$406K 0.05%
2,666
– –
2 3
4
5 6

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BJL
Brighton Jones LLC Seattle, Washington $2.37B AUM 16.36% 1-Year Est. Return
FBIL
First Beijing Investment Ltd Hong Kong $2.32B AUM 8.06% 1-Year Est. Return

Klingman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Klingman & Associates held 154 positions worth $866M, up 17% from $743M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $36.3M of net new capital in Q4 2020, opening 16 new positions and adding to 59 existing holdings. Its largest new stake was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $3.13M trimmed.

  • Klingman & Associates's largest Q4 2020 buy was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $12.6M increase.
  • Klingman & Associates's biggest Q4 2020 reduction was Apple, cutting an estimated $3.13M.
  • Klingman & Associates fully exited Public Storage in Q4 2020, selling an estimated $219K.
  • Klingman & Associates's ten largest holdings make up 59% of its $866M portfolio in Q4 2020.
  • Klingman & Associates opened 16 new positions and closed 1 in Q4 2020.
  • Klingman & Associates's portfolio value rose 17% quarter-over-quarter to $866M.

Based on Klingman & Associates's 13F filing for Q4 2020, filed 9 Feb 2021.