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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-19.67%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$490M
AUM Growth
-$121M
Cap. Flow
+$5.79M
Cap. Flow %
1.18%
Top 10 Hldgs %
55.05%
Holding
146
New
11
Increased
53
Reduced
36
Closed
26

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$19M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$13.3M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.5M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$25.3M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$20.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11M
5
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 2.54%
3 Consumer Discretionary 0.86%
4 Communication Services 0.5%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
76
Vanguard Short-Term Bond ETF
BSV
$44.6B
$461K 0.09%
5,610
– –
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.34T
$432K 0.09%
+7,440
New +$504K
IWR icon
78
iShares Russell Mid-Cap ETF
IWR
$57.4B
$409K 0.08%
9,476
+54
+0.6% +$2.97K
PFE icon
79
Pfizer
PFE
$151B
$406K 0.08%
13,103
-272
-2% -$9.27K
SCHF icon
80
Schwab International Equity ETF
SCHF
$68.7B
$403K 0.08%
31,176
+8,626
+38% +$133K
DIS icon
81
Walt Disney
DIS
$181B
$401K 0.08%
4,146
-256
-6% -$32.4K
VGK icon
82
Vanguard FTSE Europe ETF
VGK
$31.4B
$383K 0.08%
+8,840
New +$468K
PG icon
83
Procter & Gamble
PG
$338B
$380K 0.08%
3,454
+592
+21% +$71.1K
QQQ icon
84
Invesco QQQ Trust
QQQ
$484B
$378K 0.08%
1,983
+750
+61% +$159K
HSY icon
85
Hershey
HSY
$36.7B
$374K 0.08%
2,823
-400
-12% -$59K
DEM icon
86
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$362K 0.07%
11,226
+384
+4% +$15.6K
EEM icon
87
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$356K 0.07%
10,439
– –
HON icon
88
Honeywell
HON
$77.9B
$351K 0.07%
2,781
+27
+1% +$4.17K
MRK icon
89
Merck
MRK
$317B
$335K 0.07%
4,560
+522
+13% +$41K
VSS icon
90
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$335K 0.07%
4,284
+40
+0.9% +$3.98K
COST icon
91
Costco
COST
$419B
$329K 0.07%
+1,155
New +$350K
VXF icon
92
Vanguard Extended Market ETF
VXF
$31.7B
$326K 0.07%
3,600
– –
SCHG icon
93
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$324K 0.07%
32,576
+15,000
+85% +$171K
IBML
94
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$315K 0.06%
12,269
+554
+5% +$14.3K
BSCL
95
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$314K 0.06%
14,991
+800
+6% +$16.9K
VUG icon
96
Vanguard Morningstar Growth ETF
VUG
$231B
$297K 0.06%
11,358
-3,510
-24% -$105K
QUIK icon
97
QuickLogic
QUIK
$261M
$294K 0.06%
+103,571
New +$558K
ABBV icon
98
AbbVie
ABBV
$433B
$289K 0.06%
3,790
– –
J icon
99
Jacobs Solutions
J
$17.1B
$280K 0.06%
4,271
– –
PPG icon
100
PPG Industries
PPG
$26.6B
$279K 0.06%
3,342
– –
2 3
4
5 6

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Klingman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Klingman & Associates held 146 positions worth $490M, down 20% from $611M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Klingman & Associates's Q1 2020 filing shows 11 new, 53 increased, 36 reduced and 26 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M. The largest sale was iShares Core S&P 500 ETF, an estimated $25.5M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.8% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2020 buy was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M.
  • Klingman & Associates added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, an estimated $14.4M increase.
  • Klingman & Associates's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $25.5M.
  • Klingman & Associates fully exited Tortoise North American Pipeline ETF in Q1 2020, selling an estimated $25.3M.
  • Klingman & Associates's ten largest holdings make up 55% of its $490M portfolio in Q1 2020.
  • Klingman & Associates opened 11 new positions and closed 26 in Q1 2020.
  • Klingman & Associates's portfolio value fell 20% quarter-over-quarter to $490M.

Based on Klingman & Associates's 13F filing for Q1 2020, filed 29 Apr 2020.