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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.18%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$611M
AUM Growth
+$52.6M
Cap. Flow
+$20.4M
Cap. Flow %
3.34%
Top 10 Hldgs %
65.45%
Holding
138
New
17
Increased
52
Reduced
24
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.8M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.86M

Top Sells

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$5.67M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$5.03M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.25M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$846K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$482K

Sector Composition

Rank Sector Weight
1 Technology 2.77%
2 Financials 2.74%
3 Consumer Discretionary 0.79%
4 Healthcare 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSS icon
76
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$472K 0.08%
4,244
+763
+22% +$81.4K
EEMV icon
77
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$470K 0.08%
8,014
– –
EEM icon
78
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$468K 0.08%
10,439
+536
+5% +$23K
HON icon
79
Honeywell
HON
$76.7B
$459K 0.08%
2,754
+23
+0.8% +$3.76K
VXF icon
80
Vanguard Extended Market ETF
VXF
$30.4B
$454K 0.07%
3,600
– –
BSV icon
81
Vanguard Short-Term Bond ETF
BSV
$44.7B
$452K 0.07%
+5,610
New +$453K
VUG icon
82
Vanguard Morningstar Growth ETF
VUG
$218B
$451K 0.07%
+14,868
New +$429K
PPG icon
83
PPG Industries
PPG
$24.9B
$446K 0.07%
3,342
– –
VYM icon
84
Vanguard High Dividend Yield ETF
VYM
$80.9B
$443K 0.07%
4,728
– –
SLYG icon
85
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$442K 0.07%
6,854
– –
RWO icon
86
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$408K 0.07%
7,921
– –
META icon
87
Meta Platforms (Facebook)
META
$1.37T
$396K 0.06%
1,928
-411
-18% -$79.6K
CACC icon
88
Credit Acceptance
CACC
$5.81B
$390K 0.06%
882
– –
SCHF icon
89
Schwab International Equity ETF
SCHF
$67B
$379K 0.06%
+22,550
New +$371K
VTEB icon
90
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$376K 0.06%
7,017
– –
VTV icon
91
Vanguard Morningstar Value ETF
VTV
$188B
$376K 0.06%
+3,134
New +$362K
ORLY icon
92
O'Reilly Automotive
ORLY
$71.3B
$366K 0.06%
12,510
+225
+2% +$6.44K
SCHE icon
93
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$363K 0.06%
13,259
+107
+0.8% +$2.82K
PG icon
94
Procter & Gamble
PG
$335B
$357K 0.06%
2,862
– –
INTC icon
95
Intel
INTC
$460B
$353K 0.06%
5,906
+562
+11% +$31.4K
EMB icon
96
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$352K 0.06%
3,075
– –
KMX icon
97
CarMax
KMX
$8.33B
$351K 0.06%
3,998
– –
MRK icon
98
Merck
MRK
$321B
$350K 0.06%
4,038
+39
+1% +$3.2K
EMLP icon
99
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$349K 0.06%
13,696
– –
VBR icon
100
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$348K 0.06%
+2,542
New +$337K
2 3
4
5 6

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HFM
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SCA
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Klingman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Klingman & Associates held 138 positions worth $611M, up 9.4% from $559M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $20.4M of net new capital in Q4 2019, opening 17 new positions and adding to 52 existing holdings. Its largest new stake was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, up from 2.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Tortoise North American Pipeline ETF, an estimated $5.67M trimmed.

  • Klingman & Associates's largest Q4 2019 buy was Vanguard S&P Small-Cap 600 ETF: 10,934 shares worth $832K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q4 2019 reduction was Tortoise North American Pipeline ETF, cutting an estimated $5.67M.
  • Klingman & Associates fully exited iShares Core S&P Total US Stock Market ETF in Q4 2019, selling an estimated $287K.
  • Klingman & Associates's ten largest holdings make up 65% of its $611M portfolio in Q4 2019.
  • Klingman & Associates opened 17 new positions and closed 3 in Q4 2019.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $611M.

Based on Klingman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.