We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$559M
AUM Growth
+$20.3M
Cap. Flow
+$19.1M
Cap. Flow %
3.43%
Top 10 Hldgs %
65.25%
Holding
124
New
6
Increased
39
Reduced
31
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.17M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.61M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.46M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.19M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$6.71M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$1.97M
3
PJT icon
PJT Partners
PJT
+$1.61M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.12M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$782K

Sector Composition

Rank Sector Weight
1 Financials 2.63%
2 Technology 2.2%
3 Consumer Discretionary 0.81%
4 Healthcare 0.37%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
76
Vanguard High Dividend Yield ETF
VYM
$80.9B
$420K 0.08%
4,728
– –
VXF icon
77
Vanguard Extended Market ETF
VXF
$30.3B
$419K 0.08%
3,600
– –
META icon
78
Meta Platforms (Facebook)
META
$1.42T
$417K 0.07%
2,339
-142
-6% -$27K
RWO icon
79
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$411K 0.07%
7,921
– –
SLYG icon
80
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$408K 0.07%
6,854
+93
+1% +$5.61K
CACC icon
81
Credit Acceptance
CACC
$5.95B
$407K 0.07%
882
– –
EEM icon
82
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$405K 0.07%
9,903
– –
PPG icon
83
PPG Industries
PPG
$24.6B
$396K 0.07%
3,342
– –
VTEB icon
84
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$376K 0.07%
7,017
– –
PG icon
85
Procter & Gamble
PG
$337B
$356K 0.06%
2,862
– –
VSS icon
86
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$355K 0.06%
3,481
– –
KMX icon
87
CarMax
KMX
$8.13B
$352K 0.06%
3,998
– –
EMLP icon
88
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$350K 0.06%
13,696
– –
EMB icon
89
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$349K 0.06%
3,075
– –
IBML
90
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$346K 0.06%
13,415
+300
+2% +$7.75K
SCHE icon
91
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$331K 0.06%
13,152
– –
ORLY icon
92
O'Reilly Automotive
ORLY
$72.9B
$326K 0.06%
12,285
– –
J icon
93
Jacobs Solutions
J
$15.9B
$323K 0.06%
4,271
– –
MRK icon
94
Merck
MRK
$322B
$321K 0.06%
3,999
-91
-2% -$7.29K
BSCL
95
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$302K 0.05%
14,191
+750
+6% +$15.9K
MCI
96
Barings Corporate Investors
MCI
$340M
$300K 0.05%
17,800
– –
MDYV icon
97
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$293K 0.05%
5,700
+400
+8% +$20.2K
IBMK
98
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$292K 0.05%
11,159
+300
+3% +$7.86K
SCHW
99
Charles Schwab
SCHW
$183B
$289K 0.05%
6,912
+194
+3% +$7.83K
ABBV icon
100
AbbVie
ABBV
$443B
$287K 0.05%
3,790
– –
1 2 3
4
5

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Klingman & Associates held 124 positions worth $559M, up 3.8% from $538M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $19.1M of net new capital in Q3 2019, opening 6 new positions and adding to 39 existing holdings. Its largest new stake was Blackstone: 14,065 shares worth $687K.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 2.8% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $6.71M trimmed.

  • Klingman & Associates's largest Q3 2019 buy was Blackstone: 14,065 shares worth $687K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $10.6M increase.
  • Klingman & Associates's biggest Q3 2019 reduction was iShares TIPS Bond ETF, cutting an estimated $6.71M.
  • Klingman & Associates fully exited JPMorgan Ultra-Short Municipal Income ETF in Q3 2019, selling an estimated $782K.
  • Klingman & Associates's ten largest holdings make up 65% of its $559M portfolio in Q3 2019.
  • Klingman & Associates opened 6 new positions and closed 3 in Q3 2019.
  • Klingman & Associates's portfolio value rose 3.8% quarter-over-quarter to $559M.

Based on Klingman & Associates's 13F filing for Q3 2019, filed 22 Oct 2019.