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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$513M
AUM Growth
+$68.9M
Cap. Flow
+$16.2M
Cap. Flow %
3.16%
Top 10 Hldgs %
63.58%
Holding
123
New
16
Increased
41
Reduced
24
Closed
4

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.05M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.98M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.18M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.28M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.08M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$908K
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$390K
3
CHY
Calamos Convertible and High Income Fund
CHY
+$304K
4
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$282K
5
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$260K

Sector Composition

Rank Sector Weight
1 Financials 3.1%
2 Technology 2.02%
3 Consumer Discretionary 0.75%
4 Healthcare 0.44%
5 Industrials 0.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
76
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$404K 0.08%
6,761
– –
VYM icon
77
Vanguard High Dividend Yield ETF
VYM
$80.9B
$404K 0.08%
4,720
– –
CACC icon
78
Credit Acceptance
CACC
$5.95B
$399K 0.08%
882
– –
RWO icon
79
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$396K 0.08%
+7,921
New +$382K
EWX icon
80
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
$395K 0.08%
8,860
– –
EMD
81
Western Asset Emerging Markets Debt Fund
EMD
$609M
$392K 0.08%
28,705
-3,700
-11% -$50K
DIS icon
82
Walt Disney
DIS
$167B
$390K 0.08%
3,512
+2
+0.1% +$224
PPG icon
83
PPG Industries
PPG
$24.6B
$377K 0.07%
3,342
– –
RWX icon
84
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$372K 0.07%
9,470
+6
+0.1% +$229
META icon
85
Meta Platforms (Facebook)
META
$1.42T
$371K 0.07%
2,228
+634
+40% +$101K
HSY icon
86
Hershey
HSY
$35.2B
$367K 0.07%
3,200
– –
VTEB icon
87
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$366K 0.07%
+7,017
New +$361K
VSS icon
88
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$356K 0.07%
3,415
– –
SCHE icon
89
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$342K 0.07%
13,152
– –
EMLP icon
90
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$339K 0.07%
13,696
– –
EMB icon
91
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$338K 0.07%
+3,075
New +$332K
MRK icon
92
Merck
MRK
$322B
$334K 0.07%
4,209
– –
IBML
93
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$333K 0.06%
13,096
+1,235
+10% +$31.3K
ORLY icon
94
O'Reilly Automotive
ORLY
$72.9B
$318K 0.06%
12,285
– –
ABBV icon
95
AbbVie
ABBV
$443B
$305K 0.06%
3,790
+105
+3% +$8.59K
PG icon
96
Procter & Gamble
PG
$336B
$298K 0.06%
2,862
-950
-25% -$92.5K
VZ icon
97
Verizon
VZ
$195B
$296K 0.06%
4,999
-102
-2% -$5.78K
SCHW
98
Charles Schwab
SCHW
$183B
$295K 0.06%
6,893
– –
BSCL
99
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$283K 0.06%
13,441
– –
IBMK
100
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$281K 0.05%
10,840
+2,845
+36% +$73.4K
1 2 3
4
5

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HFM
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SCA
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Klingman & Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Klingman & Associates held 123 positions worth $513M, up 16% from $444M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $16.2M of net new capital in Q1 2019, opening 16 new positions and adding to 41 existing holdings. Its largest new stake was Blackstone: 25,095 shares worth $878K.

By sector, the portfolio is most concentrated in Financials at 3.1% of assets, up from 3% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $908K trimmed.

  • Klingman & Associates's largest Q1 2019 buy was Blackstone: 25,095 shares worth $878K.
  • Klingman & Associates added most to iShares MSCI EAFE Min Vol Factor ETF in Q1 2019, an estimated $3.05M increase.
  • Klingman & Associates's biggest Q1 2019 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $908K.
  • Klingman & Associates fully exited Calamos Convertible and High Income Fund in Q1 2019, selling an estimated $304K.
  • Klingman & Associates's ten largest holdings make up 64% of its $513M portfolio in Q1 2019.
  • Klingman & Associates opened 16 new positions and closed 4 in Q1 2019.
  • Klingman & Associates's portfolio value rose 16% quarter-over-quarter to $513M.

Based on Klingman & Associates's 13F filing for Q1 2019, filed 3 May 2019.