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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-13.26%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$444M
AUM Growth
-$44.5M
Cap. Flow
+$24.2M
Cap. Flow %
5.44%
Top 10 Hldgs %
64.34%
Holding
114
New
9
Increased
27
Reduced
42
Closed
7

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$7.65M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$5.47M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M
5
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$4.74M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$8.39M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.7M
3
IDV icon
iShares International Select Dividend ETF
IDV
+$1.34M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.1M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 3.05%
2 Technology 1.82%
3 Consumer Discretionary 0.76%
4 Healthcare 0.5%
5 Energy 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
76
Procter & Gamble
PG
$334B
$350K 0.08%
3,812
+1,290
+51% +$115K
HSY icon
77
Hershey
HSY
$35.5B
$343K 0.08%
3,200
– –
PPG icon
78
PPG Industries
PPG
$24.4B
$342K 0.08%
3,342
– –
ABBV icon
79
AbbVie
ABBV
$449B
$340K 0.08%
3,685
– –
HON icon
80
Honeywell
HON
$76.8B
$340K 0.08%
2,731
-157
-5% -$21.4K
CACC icon
81
Credit Acceptance
CACC
$5.89B
$337K 0.08%
882
– –
RWX icon
82
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$334K 0.08%
9,464
-2,438
-20% -$89.9K
KMX icon
83
CarMax
KMX
$8.09B
$327K 0.07%
5,205
-21
-0.4% -$1.39K
VSS icon
84
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$323K 0.07%
3,415
-335
-9% -$34K
SCHE icon
85
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$309K 0.07%
13,152
– –
MRK icon
86
Merck
MRK
$322B
$307K 0.07%
4,209
-1,224
-23% -$86.4K
CHY
87
Calamos Convertible and High Income Fund
CHY
$999M
$304K 0.07%
32,361
-4,879
-13% -$52K
IBML
88
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$298K 0.07%
+11,861
New +$294K
EMLP icon
89
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$294K 0.07%
13,696
– –
VZ icon
90
Verizon
VZ
$194B
$287K 0.06%
5,101
+366
+8% +$20.8K
SCHW
91
Charles Schwab
SCHW
$183B
$286K 0.06%
6,893
-205
-3% -$9.27K
ORLY icon
92
O'Reilly Automotive
ORLY
$72.4B
$282K 0.06%
12,285
– –
BSCL
93
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$279K 0.06%
13,441
+1,450
+12% +$30K
MCI
94
Barings Corporate Investors
MCI
$342M
$262K 0.06%
17,800
– –
INB
95
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$237K 0.05%
31,800
-3,850
-11% -$32K
CVX icon
96
Chevron
CVX
$387B
$235K 0.05%
2,161
– –
WIP icon
97
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$469M
$234K 0.05%
4,500
– –
PXF icon
98
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.88B
$217K 0.05%
5,773
– –
IVOO icon
99
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.7B
$216K 0.05%
+3,860
New +$238K
CSX icon
100
CSX Corp
CSX
$92.9B
$213K 0.05%
10,275
-435
-4% -$10K
1 2 3
4
5

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HFM
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SCA
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Klingman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Klingman & Associates held 114 positions worth $444M, down 9.1% from $489M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $24.2M of net new capital in Q4 2018, opening 9 new positions and adding to 27 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $8.39M trimmed.

  • Klingman & Associates's largest Q4 2018 buy was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.
  • Klingman & Associates added most to Tortoise North American Pipeline ETF in Q4 2018, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q4 2018 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $8.39M.
  • Klingman & Associates fully exited First Trust Senior Floating Rate Income Fund II in Q4 2018, selling an estimated $920K.
  • Klingman & Associates's ten largest holdings make up 64% of its $444M portfolio in Q4 2018.
  • Klingman & Associates opened 9 new positions and closed 7 in Q4 2018.
  • Klingman & Associates's portfolio value fell 9.1% quarter-over-quarter to $444M.

Based on Klingman & Associates's 13F filing for Q4 2018, filed 28 Jan 2019.