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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$489M
AUM Growth
+$23.9M
Cap. Flow
+$3.71M
Cap. Flow %
0.76%
Top 10 Hldgs %
64.78%
Holding
107
New
5
Increased
36
Reduced
27
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.27M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.66M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$986K
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$938K
5
PPG icon
PPG Industries
PPG
+$364K

Top Sells

Rank Stock Value
1
JLL icon
Jones Lang LaSalle
JLL
+$1.25M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$831K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$572K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$480K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$404K

Sector Composition

Rank Sector Weight
1 Financials 3.51%
2 Technology 2.3%
3 Consumer Discretionary 0.86%
4 Healthcare 0.51%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCM
76
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$371K 0.08%
17,960
+7,500
+72% +$155K
MRK icon
77
Merck
MRK
$321B
$368K 0.08%
5,433
– –
BSCN
78
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$368K 0.08%
18,190
+31
+0.2% +$628
PPG icon
79
PPG Industries
PPG
$24.9B
$365K 0.07%
+3,342
New +$364K
ABBV icon
80
AbbVie
ABBV
$455B
$349K 0.07%
3,685
– –
SCHW
81
Charles Schwab
SCHW
$181B
$349K 0.07%
7,098
-278
-4% -$14.2K
VYM icon
82
Vanguard High Dividend Yield ETF
VYM
$80.9B
$340K 0.07%
3,909
– –
SCHE icon
83
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
$338K 0.07%
13,152
– –
INB
84
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$332K 0.07%
35,650
-1,195
-3% -$11.4K
HSY icon
85
Hershey
HSY
$35.9B
$326K 0.07%
3,200
-258
-7% -$25.5K
EMLP icon
86
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$321K 0.07%
13,696
– –
BSCO
87
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$318K 0.07%
15,810
+2,500
+19% +$50.4K
VVR icon
88
Invesco Senior Income Trust
VVR
$459M
$306K 0.06%
71,257
-15,606
-18% -$67.3K
ORLY icon
89
O'Reilly Automotive
ORLY
$71.3B
$284K 0.06%
+12,285
New +$261K
IVE icon
90
iShares S&P 500 Value ETF
IVE
$49.1B
$279K 0.06%
2,405
– –
MCI
91
Barings Corporate Investors
MCI
$342M
$273K 0.06%
17,800
– –
J icon
92
Jacobs Solutions
J
$15.7B
$270K 0.06%
4,271
– –
CSX icon
93
CSX Corp
CSX
$93B
$264K 0.05%
10,710
– –
CVX icon
94
Chevron
CVX
$383B
$264K 0.05%
2,161
– –
META icon
95
Meta Platforms (Facebook)
META
$1.37T
$262K 0.05%
1,594
-123
-7% -$22.3K
VZ icon
96
Verizon
VZ
$193B
$253K 0.05%
4,735
– –
PXF icon
97
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.91B
$250K 0.05%
5,773
– –
BSCL
98
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$249K 0.05%
11,991
– –
WIP icon
99
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$471M
$237K 0.05%
4,500
– –
QQQ icon
100
Invesco QQQ Trust
QQQ
$450B
$229K 0.05%
1,233
– –
1 2 3
4
5

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Klingman & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Klingman & Associates held 107 positions worth $489M, up 5.1% from $465M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates's Q3 2018 filing shows 5 new, 36 increased, 27 reduced and 2 closed positions. Its largest new stake was PPG Industries: 3,342 shares worth $365K. The largest sale was Jones Lang LaSalle, an estimated $1.25M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2018 buy was PPG Industries: 3,342 shares worth $365K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $2.27M increase.
  • Klingman & Associates's biggest Q3 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $831K.
  • Klingman & Associates fully exited Jones Lang LaSalle in Q3 2018, selling an estimated $1.25M.
  • Klingman & Associates's ten largest holdings make up 65% of its $489M portfolio in Q3 2018.
  • Klingman & Associates opened 5 new positions and closed 2 in Q3 2018.
  • Klingman & Associates's portfolio value rose 5.1% quarter-over-quarter to $489M.

Based on Klingman & Associates's 13F filing for Q3 2018, filed 26 Oct 2018.