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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$458M
AUM Growth
+$51.1M
Cap. Flow
+$35.9M
Cap. Flow %
7.84%
Top 10 Hldgs %
64.35%
Holding
117
New
22
Increased
27
Reduced
37
Closed
4

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.9M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$6.25M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$2.99M
5
LHX icon
L3Harris
LHX
+$2.15M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$1.5M
2
CFG icon
Citizens Financial Group
CFG
+$978K
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$596K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$582K
5
GE icon
GE Aerospace
GE
+$538K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Technology 2.86%
3 Consumer Discretionary 0.91%
4 Healthcare 0.88%
5 Communication Services 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
J icon
76
Jacobs Solutions
J
$15.9B
$426K 0.09%
+7,809
New +$401K
IWD icon
77
iShares Russell 1000 Value ETF
IWD
$82B
$422K 0.09%
3,392
– –
EEM icon
78
iShares MSCI Emerging Markets ETF
EEM
$28B
$417K 0.09%
+8,851
New +$410K
VSS icon
79
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$407K 0.09%
+3,415
New +$398K
BKNG icon
80
Booking.com
BKNG
$138B
$401K 0.09%
+5,775
New +$418K
EMB icon
81
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$401K 0.09%
3,451
+5
+0.1% +$578
OMC icon
82
Omnicom Group
OMC
$22.7B
$387K 0.08%
+5,316
New +$381K
VYM icon
83
Vanguard High Dividend Yield ETF
VYM
$81.1B
$383K 0.08%
4,476
– –
ORLY icon
84
O'Reilly Automotive
ORLY
$72.4B
$378K 0.08%
+23,595
New +$351K
DIS icon
85
Walt Disney
DIS
$165B
$377K 0.08%
3,507
– –
INB
86
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$373K 0.08%
37,745
-3,350
-8% -$32.7K
SCHE icon
87
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$367K 0.08%
13,152
– –
HSY icon
88
Hershey
HSY
$35.4B
$363K 0.08%
3,200
– –
VXF icon
89
Vanguard Extended Market ETF
VXF
$30.3B
$363K 0.08%
3,250
– –
ABBV icon
90
AbbVie
ABBV
$458B
$356K 0.08%
3,685
– –
EMLP icon
91
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$336K 0.07%
13,696
– –
HON icon
92
Honeywell
HON
$77.1B
$306K 0.07%
2,207
– –
V icon
93
Visa
V
$677B
$303K 0.07%
+2,658
New +$294K
META icon
94
Meta Platforms (Facebook)
META
$1.51T
$290K 0.06%
1,646
-131
-7% -$23.2K
VZ icon
95
Verizon
VZ
$194B
$276K 0.06%
5,221
-352
-6% -$17.3K
IVE icon
96
iShares S&P 500 Value ETF
IVE
$48.9B
$275K 0.06%
+2,405
New +$266K
MCI
97
Barings Corporate Investors
MCI
$340M
$272K 0.06%
17,800
+5,300
+42% +$83.3K
CVX icon
98
Chevron
CVX
$388B
$271K 0.06%
2,161
– –
PXF icon
99
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$262K 0.06%
5,773
-75
-1% -$3.35K
IJJ icon
100
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$259K 0.06%
3,234
-140
-4% -$10.9K
1 2 3
4
5

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Klingman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Klingman & Associates held 117 positions worth $458M, up 13% from $406M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $35.9M of net new capital in Q4 2017, opening 22 new positions and adding to 27 existing holdings. Its largest new stake was L3Harris: 15,367 shares worth $2.18M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $1.5M trimmed.

  • Klingman & Associates's largest Q4 2017 buy was L3Harris: 15,367 shares worth $2.18M.
  • Klingman & Associates added most to Apple in Q4 2017, an estimated $10.9M increase.
  • Klingman & Associates's biggest Q4 2017 reduction was Johnson & Johnson, cutting an estimated $1.5M.
  • Klingman & Associates fully exited GE Aerospace in Q4 2017, selling an estimated $538K.
  • Klingman & Associates's ten largest holdings make up 64% of its $458M portfolio in Q4 2017.
  • Klingman & Associates opened 22 new positions and closed 4 in Q4 2017.
  • Klingman & Associates's portfolio value rose 13% quarter-over-quarter to $458M.

Based on Klingman & Associates's 13F filing for Q4 2017, filed 2 Feb 2018.