We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$375M
AUM Growth
+$14.6M
Cap. Flow
+$13.5M
Cap. Flow %
3.6%
Top 10 Hldgs %
67.95%
Holding
101
New
6
Increased
35
Reduced
32
Closed
6

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.59M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.4M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.09M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.86M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$997K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$889K
3
IDV icon
iShares International Select Dividend ETF
IDV
+$800K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$622K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$563K

Sector Composition

Rank Sector Weight
1 Financials 3.79%
2 Healthcare 0.43%
3 Energy 0.42%
4 Industrials 0.36%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
76
AbbVie
ABBV
$458B
$314K 0.08%
4,335
+265
+7% +$17.8K
DBEF icon
77
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$301K 0.08%
10,042
– –
NSL
78
DELISTED
NUVEEN SENIOR INCM FD
NSL
$285K 0.08%
41,779
+4,500
+12% +$31K
MRK icon
79
Merck
MRK
$324B
$269K 0.07%
4,406
-29
-0.7% -$1.76K
HON icon
80
Honeywell
HON
$77.1B
$266K 0.07%
2,207
-554
-20% -$65.4K
CVX icon
81
Chevron
CVX
$388B
$248K 0.07%
+2,379
New +$252K
MCI
82
Barings Corporate Investors
MCI
$340M
$248K 0.07%
16,403
+5,700
+53% +$86.9K
PXF icon
83
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$244K 0.07%
5,848
+598
+11% +$24.7K
IEF icon
84
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$243K 0.06%
2,283
– –
IJJ icon
85
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$240K 0.06%
3,234
– –
MUB icon
86
iShares National Muni Bond ETF
MUB
$45.1B
$239K 0.06%
2,167
+70
+3% +$7.7K
BSCO
87
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$236K 0.06%
+11,310
New +$235K
FLOT icon
88
iShares Floating Rate Bond ETF
FLOT
$10.1B
$225K 0.06%
4,421
+421
+11% +$21.4K
VNQI icon
89
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
$225K 0.06%
4,000
– –
PG icon
90
Procter & Gamble
PG
$343B
$213K 0.06%
2,441
-402
-14% -$35.4K
BSCN
91
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$207K 0.06%
+9,890
New +$207K
IJK icon
92
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$203K 0.05%
+4,120
New +$200K
JMF
93
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
RFI
94
Cohen & Steers Total Return Realty Fund
RFI
$313M
$136K 0.04%
10,830
-100
-0.9% -$1.26K
FAX
95
abrdn Asia-Pacific Income Fund
FAX
$590M
$67K 0.02%
+2,223
New +$66.7K
C icon
96
Citigroup
C
$222B
– –
-3,897
Closed -$233K
FHN icon
97
First Horizon
FHN
$12.1B
– –
-53,882
Closed -$997K
FXE icon
98
Invesco CurrencyShares Euro Currency Trust
FXE
$331M
– –
-2,401
Closed -$248K
MO icon
99
Altria Group
MO
$122B
– –
-3,923
Closed -$280K
PGRE
100
DELISTED
Paramount Group
PGRE
– –
-28,275
Closed -$458K
1 2 3
4
5

Similar funds

CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
DDPIC
Deroy & Devereaux Private Investment Counsel Bloomfield Hills, Michigan $2.09B AUM 32.46% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return

Klingman & Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Klingman & Associates held 101 positions worth $375M, up 4.1% from $360M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $13.5M of net new capital in Q2 2017, opening 6 new positions and adding to 35 existing holdings. Its largest new stake was CSX Corp: 18,792 shares worth $342K.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 3.9% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $889K trimmed.

  • Klingman & Associates's largest Q2 2017 buy was CSX Corp: 18,792 shares worth $342K.
  • Klingman & Associates added most to UBS E-TRACS Alerian MLP Infrastructure ETN in Q2 2017, an estimated $3.59M increase.
  • Klingman & Associates's biggest Q2 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $889K.
  • Klingman & Associates fully exited First Horizon in Q2 2017, selling an estimated $997K.
  • Klingman & Associates's ten largest holdings make up 68% of its $375M portfolio in Q2 2017.
  • Klingman & Associates opened 6 new positions and closed 6 in Q2 2017.
  • Klingman & Associates's portfolio value rose 4.1% quarter-over-quarter to $375M.

Based on Klingman & Associates's 13F filing for Q2 2017, filed 21 Jul 2017.