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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
76
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$284K 0.09%
13,152
– –
PG icon
77
Procter & Gamble
PG
$346B
$256K 0.08%
3,039
-568
-16% -$48.4K
ABBV icon
78
AbbVie
ABBV
$454B
$253K 0.08%
4,039
– –
FXE icon
79
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$246K 0.07%
+2,401
New +$252K
MO icon
80
Altria Group
MO
$122B
$244K 0.07%
3,614
– –
PXF icon
81
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
$241K 0.07%
6,410
– –
HD icon
82
Home Depot
HD
$335B
$240K 0.07%
1,789
-578
-24% -$74.5K
IEF icon
83
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$239K 0.07%
2,283
-230
-9% -$24.7K
MRK icon
84
Merck
MRK
$323B
$236K 0.07%
4,204
– –
IJJ icon
85
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$235K 0.07%
3,234
– –
VZ icon
86
Verizon
VZ
$198B
$235K 0.07%
4,396
-211
-5% -$10.5K
DBEF icon
87
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$233K 0.07%
8,319
-1,825
-18% -$49.3K
MUB icon
88
iShares National Muni Bond ETF
MUB
$45.2B
$227K 0.07%
2,097
– –
CVX icon
89
Chevron
CVX
$378B
$225K 0.07%
1,912
-295
-13% -$32.1K
PM icon
90
Philip Morris
PM
$305B
$221K 0.07%
2,416
– –
FLOT icon
91
iShares Floating Rate Bond ETF
FLOT
$10.2B
$203K 0.06%
4,000
– –
MCI
92
Barings Corporate Investors
MCI
$343M
$166K 0.05%
10,703
– –
SCD
93
LMP Capital and Income Fund
SCD
$351M
$154K 0.05%
11,600
– –
JMF
94
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
RFI
95
Cohen & Steers Total Return Realty Fund
RFI
$312M
$132K 0.04%
10,930
– –
TNXP icon
96
Tonix Pharmaceuticals
TNXP
$165M
– –
0
– –
AAL icon
97
American Airlines Group
AAL
$9.9B
– –
-72
Closed -$3K
ABT icon
98
Abbott
ABT
$182B
– –
-2,056
Closed -$87K
ACN icon
99
Accenture
ACN
$94.3B
– –
-686
Closed -$84K
ADBE icon
100
Adobe
ADBE
$94.5B
– –
-225
Closed -$24K
2 3
4
5 6

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NSCM
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ACG
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NSUP
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Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.