KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCHE icon
76
Schwab Emerging Markets Equity ETF
SCHE
$10.7B
$284K 0.09%
13,152
– –
PG icon
77
Procter & Gamble
PG
$368B
$256K 0.08%
3,039
-568
-16% -$47.8K
ABBV icon
78
AbbVie
ABBV
$372B
$253K 0.08%
4,039
– –
FXE icon
79
Invesco CurrencyShares Euro Currency Trust
FXE
$529M
$246K 0.07%
+2,401
New +$246K
MO icon
80
Altria Group
MO
$113B
$244K 0.07%
3,614
– –
PXF icon
81
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.11B
$241K 0.07%
6,410
– –
HD icon
82
Home Depot
HD
$405B
$240K 0.07%
1,789
-578
-24% -$77.5K
IEF icon
83
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$239K 0.07%
2,283
-230
-9% -$24.1K
MRK icon
84
Merck
MRK
$210B
$236K 0.07%
4,011
– –
IJJ icon
85
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.05B
$235K 0.07%
1,617
– –
VZ icon
86
Verizon
VZ
$186B
$235K 0.07%
4,396
-211
-5% -$11.3K
DBEF icon
87
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.93B
$233K 0.07%
8,319
-1,825
-18% -$51.1K
MUB icon
88
iShares National Muni Bond ETF
MUB
$38.6B
$227K 0.07%
2,097
– –
CVX icon
89
Chevron
CVX
$324B
$225K 0.07%
1,912
-295
-13% -$34.7K
PM icon
90
Philip Morris
PM
$260B
$221K 0.07%
2,416
– –
FLOT icon
91
iShares Floating Rate Bond ETF
FLOT
$9.15B
$203K 0.06%
4,000
– –
MCI
92
Barings Corporate Investors
MCI
$443M
$166K 0.05%
10,703
– –
SCD
93
LMP Capital and Income Fund
SCD
$273M
$154K 0.05%
11,600
– –
JMF
94
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
RFI
95
Cohen & Steers Total Return Realty Fund
RFI
$323M
$132K 0.04%
10,930
– –
TNXP icon
96
Tonix Pharmaceuticals
TNXP
$260M
$5K ﹤0.01%
10,000
– –
USG
97
DELISTED
Usg
USG
– –
-2
Closed –
RBS.PRS.CL
98
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
– –
-400
Closed -$10K
ESRX
99
DELISTED
Express Scripts Holding Company
ESRX
– –
-434
Closed -$31K
PX
100
DELISTED
Praxair Inc
PX
– –
-70
Closed -$8K
2 3
4
5 6