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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$332M
AUM Growth
+$22.8M
Cap. Flow
+$14.8M
Cap. Flow %
4.46%
Top 10 Hldgs %
63.36%
Holding
408
New
19
Increased
50
Reduced
52
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.85M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.77M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.73M
4
VRP icon
Invesco Variable Rate Preferred ETF
VRP
+$1.48M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.4M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.82M
2
RY icon
Royal Bank of Canada
RY
+$738K
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$508K
4
IDV icon
iShares International Select Dividend ETF
IDV
+$330K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$320K

Sector Composition

Rank Sector Weight
1 Financials 3.32%
2 Healthcare 0.78%
3 Consumer Staples 0.75%
4 Technology 0.67%
5 Industrials 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
76
Home Depot
HD
$335B
$305K 0.09%
2,367
– –
SCHE icon
77
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$303K 0.09%
13,152
– –
VXF icon
78
Vanguard Extended Market ETF
VXF
$30.5B
$297K 0.09%
3,250
– –
IEF icon
79
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$281K 0.08%
2,513
– –
C icon
80
Citigroup
C
$223B
$274K 0.08%
5,792
– –
DBEF icon
81
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$268K 0.08%
10,144
-3,738
-27% -$96.9K
ABBV icon
82
AbbVie
ABBV
$454B
$255K 0.08%
4,039
– –
MRK icon
83
Merck
MRK
$323B
$250K 0.08%
4,204
+524
+14% +$30.6K
VZ icon
84
Verizon
VZ
$198B
$239K 0.07%
4,607
+211
+5% +$11.3K
MUB icon
85
iShares National Muni Bond ETF
MUB
$45.2B
$236K 0.07%
2,097
– –
PXF icon
86
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
$236K 0.07%
6,410
-250
-4% -$9K
PM icon
87
Philip Morris
PM
$305B
$235K 0.07%
2,416
– –
MO icon
88
Altria Group
MO
$122B
$228K 0.07%
3,614
– –
CVX icon
89
Chevron
CVX
$378B
$227K 0.07%
2,207
– –
VNQI icon
90
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$225K 0.07%
4,000
-375
-9% -$21K
CMCSA icon
91
Comcast
CMCSA
$80.9B
$217K 0.07%
6,552
+1,000
+18% +$33.3K
IJJ icon
92
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$215K 0.06%
3,234
– –
FLOT icon
93
iShares Floating Rate Bond ETF
FLOT
$10.2B
$203K 0.06%
4,000
– –
TOTL icon
94
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$191K 0.06%
3,800
– –
BIV icon
95
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$188K 0.06%
2,147
– –
COST icon
96
Costco
COST
$422B
$186K 0.06%
1,218
+250
+26% +$40.4K
ADP icon
97
Automatic Data Processing
ADP
$102B
$185K 0.06%
2,092
– –
MCI
98
Barings Corporate Investors
MCI
$343M
$184K 0.06%
10,703
– –
BSCM
99
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$183K 0.06%
8,460
– –
IJK icon
100
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$180K 0.05%
4,120
– –
2 3
4
5 6

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NSCM
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ACG
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NSUP
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Klingman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Klingman & Associates held 408 positions worth $332M, up 7.4% from $309M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Klingman & Associates deployed $14.8M of net new capital in Q3 2016, opening 19 new positions and adding to 50 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Royal Bank of Canada, an estimated $738K trimmed.

  • Klingman & Associates's largest Q3 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 12,679 shares worth $1.29M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $3.85M increase.
  • Klingman & Associates's biggest Q3 2016 reduction was Royal Bank of Canada, cutting an estimated $738K.
  • Klingman & Associates fully exited iShares Preferred and Income Securities ETF in Q3 2016, selling an estimated $1.82M.
  • Klingman & Associates's ten largest holdings make up 63% of its $332M portfolio in Q3 2016.
  • Klingman & Associates opened 19 new positions and closed 31 in Q3 2016.
  • Klingman & Associates's portfolio value rose 7.4% quarter-over-quarter to $332M.

Based on Klingman & Associates's 13F filing for Q3 2016, filed 19 Oct 2016.