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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDN icon
76
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
$314K 0.11%
12,000
– –
EMLP icon
77
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$299K 0.11%
+13,696
New +$278K
IEF icon
78
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$277K 0.1%
2,513
-450
-15% -$49.1K
SCHE icon
79
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
$273K 0.1%
+13,152
New +$247K
VXF icon
80
Vanguard Extended Market ETF
VXF
$30.1B
$269K 0.1%
3,250
– –
PG icon
81
Procter & Gamble
PG
$338B
$261K 0.09%
3,172
– –
RTR
82
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$243K 0.09%
8,043
-10,243
-56% -$285K
C icon
83
Citigroup
C
$216B
$242K 0.09%
5,797
– –
PM icon
84
Philip Morris
PM
$314B
$237K 0.08%
2,416
– –
VZ icon
85
Verizon
VZ
$201B
$237K 0.08%
4,391
+4
+0.1% +$200
PXF icon
86
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
$235K 0.08%
6,660
-4,015
-38% -$136K
MUB icon
87
iShares National Muni Bond ETF
MUB
$45.3B
$234K 0.08%
2,097
– –
ABBV icon
88
AbbVie
ABBV
$471B
$231K 0.08%
4,039
– –
MO icon
89
Altria Group
MO
$126B
$226K 0.08%
3,614
– –
VNQI icon
90
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$214K 0.08%
4,000
– –
FLOT icon
91
iShares Floating Rate Bond ETF
FLOT
$10.2B
$212K 0.08%
4,200
– –
JNK icon
92
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$212K 0.08%
2,061
+4
+0.2% +$399
CVX icon
93
Chevron
CVX
$383B
$211K 0.08%
2,207
– –
BIV icon
94
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$205K 0.07%
2,377
– –
IJJ icon
95
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$201K 0.07%
3,234
– –
HYG icon
96
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$193K 0.07%
2,364
– –
ADP icon
97
Automatic Data Processing
ADP
$111B
$188K 0.07%
2,092
– –
TOTL icon
98
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$188K 0.07%
3,800
+1,800
+90% +$88.2K
MRK icon
99
Merck
MRK
$323B
$186K 0.07%
3,680
-4,886
-57% -$239K
HSY icon
100
Hershey
HSY
$37.8B
$184K 0.07%
2,000
– –
2 3
4
5 6

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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.