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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
PepsiCo
PEP
$196B
$359K 0.13%
3,595
– –
HON icon
77
Honeywell
HON
$76.4B
$338K 0.13%
3,630
-1,113
-23% -$102K
TMO icon
78
Thermo Fisher Scientific
TMO
$214B
$336K 0.13%
2,366
– –
CHKP icon
79
Check Point Software Technologies
CHKP
$14.3B
$326K 0.12%
4,000
– –
IWD icon
80
iShares Russell 1000 Value ETF
IWD
$81.4B
$314K 0.12%
3,204
-903
-22% -$89.6K
HD icon
81
Home Depot
HD
$337B
$313K 0.12%
2,367
– –
IEF icon
82
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$313K 0.12%
2,963
– –
PDN icon
83
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
$311K 0.12%
12,000
– –
C icon
84
Citigroup
C
$213B
$300K 0.11%
5,797
– –
AVB icon
85
AvalonBay Communities
AVB
$27.5B
$295K 0.11%
1,600
– –
PYPL icon
86
PayPal
PYPL
$49.9B
$292K 0.11%
8,070
+6,000
+290% +$212K
AMZN icon
87
Amazon
AMZN
$2.44T
$287K 0.11%
8,500
-13,500
-61% -$426K
VXF icon
88
Vanguard Extended Market ETF
VXF
$30B
$272K 0.1%
3,250
– –
EPD icon
89
Enterprise Products Partners
EPD
$83.7B
$269K 0.1%
10,500
– –
VNO icon
90
Vornado Realty Trust
VNO
$7.65B
$260K 0.1%
3,216
+247
+8% +$19.5K
PLD icon
91
Prologis
PLD
$136B
$258K 0.1%
6,000
– –
PG icon
92
Procter & Gamble
PG
$340B
$252K 0.09%
3,172
– –
MMP
93
DELISTED
Magellan Midstream Partners, L.P.
MMP
$251K 0.09%
3,700
– –
OXY icon
94
Occidental Petroleum
OXY
$55.7B
$242K 0.09%
3,584
+579
+19% +$41.6K
ABBV icon
95
AbbVie
ABBV
$465B
$239K 0.09%
4,039
+705
+21% +$40.6K
MUB icon
96
iShares National Muni Bond ETF
MUB
$45.2B
$232K 0.09%
2,097
– –
TFCFA
97
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$231K 0.09%
8,500
– –
ST icon
98
Sensata Technologies
ST
$6.69B
$230K 0.09%
5,000
– –
TGNA
99
DELISTED
TEGNA Inc
TGNA
$230K 0.09%
14,063
-3,125
-18% -$52.8K
BX icon
100
Blackstone
BX
$104B
$229K 0.09%
7,840
+738
+10% +$23.5K
2 3
4
5 6

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HFM
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EC
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G
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SCA
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BAM
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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.