We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-9.61%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$15.2M
Cap. Flow %
5.97%
Top 10 Hldgs %
58.86%
Holding
476
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$4.87M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.37M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.28M

Top Sells

Rank Stock Value
1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.09M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
+$1.81M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.24M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$726K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$664K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
76
Microsoft
MSFT
$2.9T
$359K 0.14%
8,117
-636
-7% -$28.6K
SOXX icon
77
iShares Semiconductor ETF
SOXX
$38.4B
$358K 0.14%
13,200
– –
PEP icon
78
PepsiCo
PEP
$196B
$339K 0.13%
3,595
-246
-6% -$23.4K
WFC icon
79
Wells Fargo
WFC
$254B
$323K 0.13%
6,303
+5,000
+384% +$275K
IEF icon
80
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$319K 0.13%
2,963
-136
-4% -$14.4K
CHKP icon
81
Check Point Software Technologies
CHKP
$14.3B
$317K 0.12%
+4,000
New +$320K
JNK icon
82
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$310K 0.12%
2,905
-1,704
-37% -$191K
PDN icon
83
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$347M
$303K 0.12%
12,000
– –
TMO icon
84
Thermo Fisher Scientific
TMO
$214B
$289K 0.11%
2,366
+1,675
+242% +$218K
C icon
85
Citigroup
C
$213B
$287K 0.11%
5,797
– –
AVB icon
86
AvalonBay Communities
AVB
$27.5B
$279K 0.11%
+1,600
New +$271K
HD icon
87
Home Depot
HD
$337B
$273K 0.11%
2,367
– –
VXF icon
88
Vanguard Extended Market ETF
VXF
$30B
$265K 0.1%
3,250
– –
EPD icon
89
Enterprise Products Partners
EPD
$83.7B
$261K 0.1%
10,500
+9,250
+740% +$257K
WRK
90
DELISTED
WestRock Company
WRK
$257K 0.1%
+5,550
New +$297K
NEAR icon
91
iShares Short Maturity Bond ETF
NEAR
$4.82B
$249K 0.1%
4,990
– –
TGNA
92
DELISTED
TEGNA Inc
TGNA
$246K 0.1%
+17,188
New +$291K
HYG icon
93
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$243K 0.1%
2,923
– –
PLD icon
94
Prologis
PLD
$136B
$233K 0.09%
+6,000
New +$235K
MUB icon
95
iShares National Muni Bond ETF
MUB
$45.2B
$229K 0.09%
2,097
-1,500
-42% -$163K
TFCFA
96
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$229K 0.09%
+8,500
New +$254K
PG icon
97
Procter & Gamble
PG
$340B
$228K 0.09%
3,172
-227
-7% -$17K
SLB icon
98
SLB Ltd
SLB
$72.7B
$226K 0.09%
3,277
+2,800
+587% +$222K
MMP
99
DELISTED
Magellan Midstream Partners, L.P.
MMP
$222K 0.09%
+3,700
New +$253K
ST icon
100
Sensata Technologies
ST
$6.69B
$221K 0.09%
+5,000
New +$242K
2 3
4
5 6

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Klingman & Associates held 476 positions worth $255M, up 0.32% from $254M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $15.2M of net new capital in Q3 2015, opening 60 new positions and adding to 53 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, up from 3.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $290K trimmed.

  • Klingman & Associates's largest Q3 2015 buy was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $2.56M increase.
  • Klingman & Associates's biggest Q3 2015 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $290K.
  • Klingman & Associates fully exited ClearBridge MLP and Midstream Fund Inc. in Q3 2015, selling an estimated $5.09M.
  • Klingman & Associates's ten largest holdings make up 59% of its $255M portfolio in Q3 2015.
  • Klingman & Associates opened 60 new positions and closed 89 in Q3 2015.
  • Klingman & Associates's portfolio value rose 0.32% quarter-over-quarter to $255M.

Based on Klingman & Associates's 13F filing for Q3 2015, filed 9 Feb 2016.