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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+10.45%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.36B
AUM Growth
+$125M
Cap. Flow
-$50M
Cap. Flow %
-3.67%
Top 10 Hldgs %
51.62%
Holding
229
New
10
Increased
68
Reduced
94
Closed
6

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.5M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$6.19M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.42M
4
IBDW icon
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
+$4.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.49M

Top Sells

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24.1M
3
PJT icon
PJT Partners
PJT
+$15.3M
4
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$7.96M
5
DFIP icon
Dimensional Inflation-Protected Securities ETF
DFIP
+$2.67M

Sector Composition

Rank Sector Weight
1 Technology 6.65%
2 Financials 3.37%
3 Consumer Discretionary 1.42%
4 Healthcare 0.72%
5 Real Estate 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
51
ExxonMobil
XOM
$631B
$2.54M 0.19%
25,403
+301
+1% +$31.6K
SOXX icon
52
iShares Semiconductor ETF
SOXX
$48B
$2.53M 0.19%
13,200
– –
RSP icon
53
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
$2.53M 0.19%
16,051
+683
+4% +$99.2K
EFA icon
54
iShares MSCI EAFE ETF
EFA
$79.6B
$2.51M 0.18%
33,317
+3,995
+14% +$282K
JNJ icon
55
Johnson & Johnson
JNJ
$623B
$2.48M 0.18%
15,828
-31
-0.2% -$4.75K
VB icon
56
Vanguard Morningstar Small-Cap ETF
VB
$81.8B
$2.39M 0.18%
11,184
-774
-6% -$149K
BRO icon
57
Brown & Brown
BRO
$23.8B
$2.38M 0.18%
33,535
– –
GOOG icon
58
Alphabet (Google) Class C
GOOG
$4.41T
$2.3M 0.17%
16,313
-2,704
-14% -$367K
HDV
59
iShares Core High Dividend ETF
HDV
$14.8B
$2.23M 0.16%
109,125
+80
+0.1% +$1.58K
GOOGL icon
60
Alphabet (Google) Class A
GOOGL
$4.43T
$2.19M 0.16%
15,704
-644
-4% -$86.5K
NEAR icon
61
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.18M 0.16%
43,163
– –
MINT icon
62
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.05M 0.15%
20,500
– –
HD icon
63
Home Depot
HD
$351B
$1.97M 0.14%
5,696
-5
-0.1% -$1.55K
IWN icon
64
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.97M 0.14%
12,671
– –
JPM icon
65
JPMorgan Chase
JPM
$958B
$1.93M 0.14%
11,369
+222
+2% +$33.6K
ITOT icon
66
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$1.91M 0.14%
18,198
+333
+2% +$32.6K
VEU icon
67
Vanguard FTSE All-World ex-US ETF
VEU
$68.1B
$1.84M 0.14%
32,788
– –
IXUS icon
68
iShares Core MSCI Total International Stock ETF
IXUS
$59.8B
$1.81M 0.13%
27,889
+373
+1% +$22.8K
EFAV icon
69
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$1.8M 0.13%
25,897
-5,456
-17% -$362K
BX icon
70
Blackstone
BX
$109B
$1.75M 0.13%
13,388
-420
-3% -$45.4K
IBMQ icon
71
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$661M
$1.68M 0.12%
65,566
+8,048
+14% +$200K
IBMP icon
72
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
$1.56M 0.11%
61,345
-5,587
-8% -$139K
OEF icon
73
iShares S&P 100 ETF
OEF
$20.5B
$1.5M 0.11%
6,715
– –
IBMO icon
74
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$1.44M 0.11%
56,563
-8,313
-13% -$209K
IVOO icon
75
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.81B
$1.4M 0.1%
14,899
+1
+0% +$86
1 2
3
4 5

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Klingman & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Klingman & Associates held 229 positions worth $1.36B, up 10% from $1.24B the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Klingman & Associates withdrew a net $50M in Q4 2023, closing 6 positions and reducing 94 holdings. Its most notable exit was iShares iBonds Dec 2027 Term Corporate ETF, an estimated $24.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 6.5% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Klingman & Associates opened a new position in iShares Preferred and Income Securities ETF worth $437K.

  • Klingman & Associates's largest Q4 2023 buy was iShares Preferred and Income Securities ETF: 14,013 shares worth $437K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2023, an estimated $6.5M increase.
  • Klingman & Associates's biggest Q4 2023 reduction was PJT Partners, cutting an estimated $15.3M.
  • Klingman & Associates fully exited iShares iBonds Dec 2027 Term Corporate ETF in Q4 2023, selling an estimated $24.8M.
  • Klingman & Associates's ten largest holdings make up 52% of its $1.36B portfolio in Q4 2023.
  • Klingman & Associates opened 10 new positions and closed 6 in Q4 2023.
  • Klingman & Associates's portfolio value rose 10% quarter-over-quarter to $1.36B.

Based on Klingman & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.