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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.24B
AUM Growth
-$2.18M
Cap. Flow
+$92.4M
Cap. Flow %
7.47%
Top 10 Hldgs %
50.38%
Holding
231
New
17
Increased
89
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.8M
4
JLL icon
Jones Lang LaSalle
JLL
+$8.04M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.62M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.31M
2
DVY icon
iShares Select Dividend ETF
DVY
+$1.95M
3
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$1.52M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.12M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 6.46%
2 Financials 4.28%
3 Consumer Discretionary 1.39%
4 Healthcare 0.82%
5 Real Estate 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
51
Applied Materials
AMAT
$434B
$2.8M 0.23%
20,192
+4,390
+28% +$630K
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.59T
$2.51M 0.2%
19,017
+4,029
+27% +$524K
JNJ icon
53
Johnson & Johnson
JNJ
$614B
$2.47M 0.2%
15,859
-282
-2% -$46.5K
BRO icon
54
Brown & Brown
BRO
$23.8B
$2.34M 0.19%
33,535
+8
+0% +$571
VB icon
55
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$2.26M 0.18%
11,958
+165
+1% +$32.9K
RSP icon
56
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$2.18M 0.18%
15,368
+820
+6% +$122K
HDV
57
iShares Core High Dividend ETF
HDV
$14.8B
$2.16M 0.17%
109,045
– –
NEAR icon
58
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.15M 0.17%
43,163
-2,750
-6% -$137K
GOOGL icon
59
Alphabet (Google) Class A
GOOGL
$4.62T
$2.14M 0.17%
16,348
+2,570
+19% +$332K
SOXX icon
60
iShares Semiconductor ETF
SOXX
$48.6B
$2.08M 0.17%
13,200
– –
MINT icon
61
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.05M 0.17%
20,500
– –
EFAV icon
62
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$2.04M 0.17%
31,353
-1,253
-4% -$84.2K
EFA icon
63
iShares MSCI EAFE ETF
EFA
$79.3B
$2.02M 0.16%
29,322
+500
+2% +$35.8K
MRK icon
64
Merck
MRK
$316B
$1.93M 0.16%
18,748
+3,068
+20% +$331K
HD icon
65
Home Depot
HD
$347B
$1.72M 0.14%
5,701
-57
-1% -$18.3K
IWN icon
66
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.72M 0.14%
12,671
+124
+1% +$17.8K
VEU icon
67
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.7M 0.14%
32,788
– –
ITOT icon
68
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$1.68M 0.14%
17,865
+4,511
+34% +$443K
IXUS icon
69
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$1.65M 0.13%
27,516
+8,080
+42% +$504K
IBMP icon
70
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$653M
$1.64M 0.13%
66,932
+8,410
+14% +$209K
JPM icon
71
JPMorgan Chase
JPM
$950B
$1.62M 0.13%
11,147
-3,221
-22% -$483K
IBMO icon
72
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$1.61M 0.13%
64,876
+5,810
+10% +$146K
BX icon
73
Blackstone
BX
$110B
$1.48M 0.12%
13,808
-65
-0.5% -$6.77K
IBMQ icon
74
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$661M
$1.4M 0.11%
57,518
+12,356
+27% +$308K
OEF icon
75
iShares S&P 100 ETF
OEF
$20.5B
$1.35M 0.11%
6,715
– –
1 2
3
4 5

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HFM
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SCA
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BAM
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Klingman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Klingman & Associates held 231 positions worth $1.24B, down 0.18% from $1.24B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates deployed $92.4M of net new capital in Q3 2023, opening 17 new positions and adding to 89 existing holdings. Its largest new stake was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Municipal Income ETF, an estimated $5.31M trimmed.

  • Klingman & Associates's largest Q3 2023 buy was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.
  • Klingman & Associates added most to Vanguard FTSE Emerging Markets ETF in Q3 2023, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q3 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $5.31M.
  • Klingman & Associates fully exited Blackrock in Q3 2023, selling an estimated $270K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.24B portfolio in Q3 2023.
  • Klingman & Associates opened 17 new positions and closed 12 in Q3 2023.
  • Klingman & Associates's portfolio value fell 0.18% quarter-over-quarter to $1.24B.

Based on Klingman & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.